Supervision releases
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Thematic review: Plenty of room for development in climate and environmental risk management by credit institutions under direct FIN-FSA supervision
Supervision release
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Thematic review of availability of banking services to foreigners moving to Finland
Supervision release
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FIN-FSA invites comments on regulations and guidelines on customer due diligence related to compliance with sanctions regulation and freezing orders – consultation closes on 22 September 2023
Supervision release
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FIN-FSA regulations and guidelines 1/2012: Outsourcing in supervised entities belonging to the financial sector have been updated, and the amendments will enter into force on 1st September 2023
Supervision release
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Thematic review of reports by life insurance undertakings’ actuarial functions in 2021 – better reports to support the board of directors’ work
Supervision release
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European Banking Authority (EBA) Guidelines on the Use of Remote Customer Onboarding Solutions – application begins on 2 October 2023
Supervision release
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Amendments to FIN-FSA regulations and guidelines 2/2023: Preventing Money Laundering and Terrorist Financing – as of 1 September 2023, the scope of application also covers certain credit providers and credit intermediaries
Supervision release
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Amendments to Regulations and guidelines 3/2015 Calculation of maximum loan-to-value ratio – scope of application to also include certain credit providers and credit intermediaries from 1 July 2023
Supervision release
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Thematic assessment: state of ICT outsourcing among supervised entities
Supervision release
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Regulations and guidelines 2/2023 on prevention of money laundering and terrorist financing enter into force on 26 June 2023
Supervision release
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Revision to FIN-FSA regulations and guidelines 7/2018 concerning certain aspects of the MiFID II suitability and remuneration requirements
Supervision release
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Thematic assessment on abuses of payment services and the compensation process
Supervision release
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EBA publishes Opinion on RTS concerning SOTs for IRRBB supervision
Supervision release
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Amendments to regulations and guidelines 5/2015 on the management of interest rate risk arising from non-trading activities and of credit spread risk enter into force on 30 June 2023
Supervision release
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Significant shortcomings in the organisation and quality of the outsourced compliance function of investment firms, fund management companies and alternative investment fund managers
Supervision release
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FIN-FSA’s AML supervision strategy has been published
Supervision release
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Regulations and guidelines 1/2014: Amendment of FIN-FSA regulations and guidelines on risk reporting by credit institutions
Supervision release
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Entry into force of changes to regulations and guidelines on reporting of mortgage bank operations postponed from end of June to end of September
Supervision release
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Regulations and guidelines 26/2013: Amendment to FIN-FSA regulations and guidelines on Common European Reporting
Supervision release
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Need for correction in the adoption of the new definition of default by FIN-FSA-supervised banks applying the Standardised Approach
Supervision release
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Thematic assessment: Insurance companies must ensure the good repute of their agents
Supervision release
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Board of Financial Supervisory Authority extends period of application of risk weight floors for residential and commercial real estate exposures located in Norway
Supervision release
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Information about changes to opening secure email received from the Financial Supervisory Authority
Supervision release
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A thematic review: Room for development in reporting the costs of investment services and products to clients
Supervision release
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A summary of the FIN-FSA’s risk assessment of money laundering and terrorist financing for capital market participants has been published
Supervision release
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Supervision focuses on economic uncertainty, cyber security and longterm changes in the operating environment
Supervision release
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FIN-FSA regulations and guidelines 1/2021: Amendment to G-SII guidelines
Supervision release
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Changes to regulations and guidelines on reporting of mortgage bank operations enter into force on 30 June 2023
Supervision release
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Method of submitting incident reports will change
Supervision release
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UCITS and non-UCITS investment funds’ asset valuation processes mainly reasonable
Supervision release
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A summary of the FIN-FSA’s risk assessment of money laundering and terrorist financing for the credit institution sector has been published
Supervision release
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Amendments to regulations and guidelines 5/2019 related to the Capital Requirements Regulation
Supervision release
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Thematic review: Room for development in the ILAAP methodologies of banks directly supervised by the Financial Supervisory Authority
Supervision release
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Amendment to Regulations and guidelines 1/2015: Life and non-life undertakings, Solvency II -guidelines part I
Supervision release
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Financial Supervisory Authority’s recommendation on Ukrainian refugees’ identity verification and opportunities to access basic banking services
Supervision release
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Amendment of regulations and guidelines concerning EBA ITS data collections 20/2013, 26/2013, 6/2014, 3/2020 and 5/2021, and termination of validity of regulations and guidelines 5/2014
Supervision release
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Amendments to FIN-FSA regulations and guidelines 3/2011 as regards sustainability risks and sustainability factors to be taken into account
Supervision release
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Amendments to FIN-FSA regulations and guidelines 7/2018 concerning the integration of sustainability factors into product governance obligations and to implement new ESMA Guidelines on appropriateness requirements
Supervision release
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Amendment to regulations and guidelines 9/2014 on the introduction of the LEI code
Supervision release
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Banks under FIN-FSA's direct supervision have shortcomings in identification and management of doubtful receivables and in methods and processes for measurement of expected credit losses
Supervision release
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European Commission has published several new interpretation recommendations on financial sanctions
Supervision release
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Thematic review of the use of new technologies and related risks
Supervision release
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Summary of FIN-FSA’s inherent AML/CFT risk assessment has been published
Supervision release
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FIN-FSA postpones resolution on guidance concerning charges levied on customers for ATM cash withdrawals
Supervision release
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Thematic review: UCITS’ costs and fees
Supervision release
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Financial Supervision Authority calls for enhanced monitoring of cyber security
Supervision release
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Financial Supervision Authority urges supervised entities to ensure that guidelines and systems for compliance with sanctions are up-to-date
Supervision release
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Regulations and guidelines 8/2014 Management of operational risk in supervised entities of the financial sector updated
Supervision release
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Amendments to Regulations and guidelines 5/2019 (Capital Requirements Regulation)
Supervision release
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Decision of the Board of the Financial Supervisory Authority on the application of a minimum risk weight for Swedish residential mortgage loans
Supervision release
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The FIN-FSA invites comments on its regulations and guidelines concerning the prevention of money laundering and terrorist financing – consultation open until 31.3.2022
Supervision release
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Amendments to regulations and guidelines 2/2015 on the development of recovery plans and early intervention
Supervision release
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Regulations and guidelines 15/2021 Assessment of the suitability of members of the management body and key function holders
Supervision release
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FIN-FSA’s findings from supervision of life and non-life insurance companies in 2021
Supervision release
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Regulations and guidelines 5/2021 on prudential reporting for investment firms published | EBA
Supervision release
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New schedule of processing fees to take effect on 1 January 2022
Supervision release
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The Financial Supervisory Authority has studied the valuation practices for the residential and commercial real estate collateral of banks under its direct supervision
Supervision release
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European Central Bank will not extend liquidity relief into next year
Supervision release
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Taking sustainability risks into account in the supervision of insurance undertakings: regulatory changes and expectations set by supervisors
Supervision release
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FIN-FSA recommendation on compliance with EBA ML/TF Risk Factors Guideline
Supervision release