Supervision releases
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Supervision releaseThematic review of the use of AI in the financial sector
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Supervision releaseThe FIN-FSA Board’s new macroprudential strategy emphasises the risk resilience of the financial system more strongly than before
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Supervision releaseAmendments to FIN-FSA Regulations and guidelines 20/2013 and 26/2013
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Supervision releaseA summary of the risk assessment of money laundering and terrorist financing for the life insurance sector has been published
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Supervision releaseAmendments to regulations and guidelines 2/2023 on the prevention of money laundering and terrorist financing
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Supervision releaseNew regulations and guidelines on the management of default risks in consumer lending enter into force on 1 June 2025
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Supervision releaseEBA Guidelines on the establishment and maintenance of national lists or registers of credit servicers under Directive (EU) 2021/2167
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Supervision releaseEBA Guidelines on the assessment of adequate knowledge and experience of the management or administrative organ of credit servicers, as a whole, under Directive (EU) 2021/2167
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Supervision releaseEBA Guidelines on ensuring compliance with EU and national restrictive measures – applicable from 30 Dec 2025
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Supervision releaseEuropean Banking Authority Guidelines amending Guidelines EBA/2019/04 on information and communication technology (ICT) and security risk management (EBA/GL/2025/02) – applicable from 20.5.2025
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Supervision releaseJoint Guidelines of the European Supervisory Authorities on the estimation of aggregated annual costs and losses caused by major ICT-related incidents (JC/GL/2024/34) – applicable from 19.5.2025
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Supervision releaseAccessing the board portals of supervised entities as part of supervisory work
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Supervision releaseAmendments to M form (Fit & Proper form) for payment service providers
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Supervision releaseThe European Supervisory Authorities have issued a number of guidelines regarding crypto-assets
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Supervision releaseJoint Guidelines on the system established by the ESAs for the exchange of information relevant to the assessment of the fitness and propriety – applicable from 17 February 2025
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Supervision releaseThematic review on the organisation of depositary activities and the consideration of sustainability information in the supervisory duties of depositaries
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Supervision releaseStress tests for banks under Financial Supervisory Authority’s direct supervision
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Supervision releaseJoint EBA and ESMA Guidelines on suitability assessment of management body and qualifying holdings of issuers of asset-referenced tokens and crypto-asset service providers – applicable from 4 Feb 2025
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Supervision releaseThematic assessment on pre-trade controls implemented by investment service providers engaging in algorithmic trading
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Supervision releaseFinancial Supervisory Authority reminds supervised entities of their obligation to submit correct and checked supervisory data
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Supervision releaseAmendments to FIN-FSA regulations and guidelines 4/2023
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Supervision releaseFinancial Supervisory Authority’s priorities in 2025 remain the soundness of supervised entities’ governance and responding to uncertainties in the operating environment – summaries of inspection results to be made available on website
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Supervision releaseJoint Guidelines on the oversight cooperation and information exchange between the ESAs and the competent authorities – applicable as of 6th January 2025
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Supervision releaseApplication of EU Regulation on Markets in Crypto Assets begins, but companies already operating in the European market are subject to various transitional periods – customers should beware
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Supervision releaseNew processing fee schedule takes effect on 1 January 2025
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Supervision releaseResults of the stress tests for European insurance companies have been published
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Supervision releaseMember state option for covered bonds in regulation amending the EU Capital Requirements Regulation
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Supervision releaseEuropean Central Bank’s public consultation on the application of regulatory options and discretions available to authorities with respect to the prudential regulation of credit institutions
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Supervision releaseAmendments to MAR as of 4 December 2024: safe harbour transactions in own shares and managers’ transactions
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Supervision releaseEBA Guidelines (EBA/GL/2024/11) on information requirements in relation to transfers of funds and certain crypto-assets transfers under Regulation (EU) 2023/1113 (Travel rule Guidelines) – applicable from 30 December 2024
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Supervision releaseA summary of the risk assessment of money laundering and terrorist financing for virtual asset service providers has been published
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Supervision releaseFATF invites comments on proposed revisions to FATF Recommendations – consultation period ends on 6 December 2024
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Supervision releaseThematic review: FIN-FSA calls attention to the clarity of investment funds’ sustainability disclosures and the role of risk management in monitoring sustainability risks
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Supervision releaseClear shortcomings in valuation practices for real estate collateral and credit risk management for housing company loans
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Supervision releaseRegulations and guidelines 2/2024 Risk management concerning mortgage bank operations enter into force on 1 January 2025
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Supervision releaseThe Financial Supervisory Authority has published a summary of its sanctions risk assessment
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Supervision releaseEuropean Securities and Markets Authority (ESMA) Guidelines on funds’ names using ESG or sustainability-related terms (ESMA34-1592494965-657) – applicable from 21 November 2024
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Supervision releaseAmendment to European Banking Authority’s ML/TF Risk Factors Guideline, applicable as of 30 December 2024
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Supervision releaseInterest rate risk reporting (R report) to end
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Supervision releaseEBA Guidelines on resubmission of historical data ‒ applicable as of 17 October 2024
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Supervision releaseEBA Guidelines on the establishment and maintenance of national lists or registers of credit servicers under Directive (EU) 2021/2167
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Supervision releaseStandards 4.4c “Management of market risk” and 4.4d “Management of liquidity risk” have been repealed
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Supervision releaseAmendment to Regulations and guidelines 1/2011 Submission of electronic supervisory data of entities operating in the insurance markets
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Supervision releaseAmendments to FIN-FSA regulations and guidelines 4/2023
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Supervision releaseEBA Guidelines on the assessment of adequate knowledge and experience of the management or administrative organ of credit servicers, as a whole, under Directive (EU) 2021/2167
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Supervision releaseStandard RA1.1 on the reporting of intra-group transactions has been replaced by new regulations and guidelines 1/2024
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Supervision releaseRegulations and guidelines of standard 1.5 on the supervision of financial and insurance conglomerates have been repealed
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Supervision releaseConsumer lenders have various shortcomings in AML/CFT risk management; registered information on supervised entities assessed and updated
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Supervision releaseThematic review: Greenwashing risk taken into account in a relatively limited manner in investment fund activities
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Supervision releaseAmendment to EBA Guidelines on specification and disclosure of systemic importance indicators – application begins on 20 May 2024
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Supervision releaseSupervised entities’ event concerning reformed Funds Transfer Regulation on 22 May 2024
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Supervision releaseEuropean Securities and Markets Authority guidelines on the transfer of data between trade repositories - applicable from 29.4.2024
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Supervision releaseFinancial Supervisory Authority to conduct stress tests for insurance and pension sectors
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Supervision releaseThematic review: Room for development in the measurement of interest rate risk and management of interest rate risk models by credit institutions under direct FIN-FSA supervision
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Supervision releaseClear shortcomings in the management of default risk in consumer lending and in credit providers’ contractual terms
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Supervision releaseSecurity of online banking, mobile banking and online payments
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Supervision releaseAmendment to Regulations and guidelines 8/2016 Payment institutions and persons providing payment services without authorisation
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Supervision releaseRegulations and guidelines 6/2013 Securities offerings and listings to be repealed on 31 March 2024
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Supervision releaseThe EBA is inviting comments on Guidelines on information accompanying transfers of funds (incl. crypto-assets) (The Travel Rule Guidelines) – consultation period ends on 26 February 2024
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Supervision releaseFinancial Supervisory Authority will focus in 2024 on risk resilience of supervised entities in a changing operating environment and on soundness of governance