FIN-FSA regulations and guidelines for insurance intermediaries

Regulations and guidelines

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Organisation of supervised entities’ operations

Preventing Money Laundering and Terrorist Financing

Credit institutions Stock exchange and other trading venues Payment service providers Mortgage credit intermediaries Employee pension insurance Life and non-life insurance Insurance intermediaries Crowdfunding intermediaries Investment service providers Alternative investment fund managers (AIFMs) Virtual currency providers

Code of conduct

Disclosure of expenses and returns of long-term savings agreements and insurance policies

Credit institutions Fund management companies Life and non-life insurance Insurance intermediaries Investment service providers

Asiakasvalitusten käsittely

Credit institutions Fund management companies Payment service providers Life and non-life insurance Insurance intermediaries Investment service providers Alternative investment fund managers (AIFMs)

Finanssipalvelujen ja -tuotteiden markkinointi

Credit institutions Fund management companies Payment service providers Mortgage credit intermediaries Employee pension insurance Life and non-life insurance Insurance intermediaries Crowdfunding intermediaries Investment service providers Alternative investment fund managers (AIFMs)

Finanssipalvelujen tarjoamisessa noudatettavat menettelytavat

Credit institutions Stock exchange and other trading venues Life and non-life insurance Insurance intermediaries

Tuotehallintamenettely

Credit institutions Payment service providers Life and non-life insurance Insurance intermediaries

Operations of securities markets

Markkinoiden tunnustelua vastaanottavat henkilöt

Credit institutions Stock exchange and other trading venues Central securities depositories Fund management companies Payment service providers Mortgage credit intermediaries Employee pension insurance Life and non-life insurance Unemployment insurance Sickness and benefit funds Insurance intermediaries Crowdfunding intermediaries Investment service providers Alternative investment fund managers (AIFMs) Issuers and investors

Ohjeet hyödykejohdannaisia koskevan sisäpiiritiedon määrittelemiseksi

Credit institutions Stock exchange and other trading venues Central securities depositories Fund management companies Payment service providers Mortgage credit intermediaries Employee pension insurance Life and non-life insurance Unemployment insurance Sickness and benefit funds Insurance intermediaries Crowdfunding intermediaries Investment service providers Alternative investment fund managers (AIFMs) Issuers and investors

Insurance operations

Vakuutusmarkkinoilla toimivan yhteisön konekielisten valvontatietojen toimittaminen Finanssivalvonnalle

Employee pension insurance Life and non-life insurance Unemployment insurance Sickness and benefit funds Insurance intermediaries

Vakuutusmarkkinoilla toimivan yhteisön valvonta-asiakirjojen toimittaminen Finanssivalvonnalle

Employee pension insurance Life and non-life insurance Sickness and benefit funds Insurance intermediaries

Miscellaneous regulations and guidelines

Criteria on simplified, transparent and standardised securitisation

Credit institutions Stock exchange and other trading venues Central securities depositories Fund management companies Mortgage credit intermediaries Employee pension insurance Life and non-life insurance Unemployment insurance Sickness and benefit funds Insurance intermediaries Crowdfunding intermediaries Investment service providers Alternative investment fund managers (AIFMs) Issuers and investors