Sanctions, requests for investigation and cases of securities market inspections
FIN-FSA´s requests for police investigation and administrative sanctions 2010–2020
|Request for police investigation||3||4||5||4||3||5||2||6||5||2||6|
During 2020 FIN-FSA made six requests for police investigation, issued one public warning and imposed one administrative fine and two penalty payments.
FIN-FSA's administrative sanctions and supervisory measures are published here.
Supervision cases related to trading in securities markets and the disclosure obligation processed by the FIN-FSA in 2010–2020
|Total number of cases||70||80||85||100||83||127||104||95||108||150||155|
|Abuse of inside information||27||34||23||47||36||57||48||58||71||83||105|
|Disclosure obligation: periodic, ongoing, delayed disclosure, disclosure of major holdings, takeover bid, and primary markets||25||16||23||17||18||24||23||12||12||15||9|
Figures 2016–2019 have been corrected on 17 February 2021.
The table above displays supervision cases related to trading in securities markets and the disclosure obligation inspected by the FIN-FSA and concluded during the year concerned. In 2020 there were 155 such cases.
In the corresponding term, the FIN-FSA received 202 STORs from the markets on suspicious transactions or orders, some of which continue to be inspected in 2021.
During 2020 the FIN-FSA sent one request for judicial assistance to foreign securities markets authorities concerning the supervision of securities markets. Respectively, the FIN-FSA received two requests for judicial assistance.