Sanctions, requests for investigation and cases of securities market inspections
Financial Supervisory Authority's requests for police investigation and administrative sanctions 2007–30 June 2018
| 2007 | 2008 | 2009 | 2010 | 2011 | 2012 | 2013 | 2014 | 2015 | 2016 | 2017 | 1.1.–30.6.2018 | |
| Requests for police investigation | 2 | 5 | - | 3 | 4 | 5 | 4 | 3 | 5 | 2 | 6 | - |
| Public reprimands | 1 | 1 | 5 | 3 | 3 | 3 | - | - | 2 | - | - | - |
| Public warnings | - | 1 | - | - | - | 3 | 2 | 2 | - | 2 | 5 | - |
| Administrative fines | - | 14* | - | 1 | 5 | 14 | 6 | 2 | 19 | 2 | 3 | - |
| Penalty payments | - | - | - | - | - | - | - | 1 | - | 3 | 4 | 1 |
* Figure has been corrected on 1 October 2013.
FIN-FSA has imposed one penalty payment in the period of the time concerned.
FIN-FSA's administrative sanctions and supervisory measures are published here.
Investigations of cases related to securities market trading and disclosure obligation by Financial Supervisory Authority, 2007–30 June 2018
| 2007 | 2008 | 2009 | 2010 | 2011 | 2012 | 2013 | 2014 | 2015 | 2016 | 2017 | 1.1.–30.6.2018 | |
| Total number of cases | 65 | 62 | 74 | 70 | 80 | 85 | 100 | 83 | 127* | 107 | 96 | 38 |
| Abuse of inside information | 45 | 27 | 37 | 27 | 34 | 23 | 47 | 36 | 57* | 47 | 59 | 23 |
| Market manipulation | 5 | 11 | 17 | 11 | 23 | 35 | 28 | 23 | 40 | 31 | 24 | 11 |
| Obligation to provide information | 12 | 12 | 16 | 25 | 16 | 23 | 17 | 18 | 24 | 24 | 11 | 4 |
| Other | 3 | 12 | 4 | 7 | 7 | 4 | 8 | 6 | 6 | 5 | 2 | - |
* Figures have been corrected on 10 October 2016.
FIN-FSA investigated (up to 30 June 2018) a total of 38 cases related mainly to securities market trading and disclosure obligation. Total number of cases refers to cases completed in the period of the time concerned.
FIN-FSA has received from brokers 40 notifications of suspicious securities transactions or other suspected business operations. A total of 18 notifications have been received from Stock Exchange market supervision.
FIN-FSA has issued nine requests for judicial assistance to supervisors regarding the supervision of securities market abuse, and also received one such request.