Sanctions, requests for investigation and cases of securities market inspections
FIN-FSA´s requests for police investigation and administrative sanctions 2012–2022
|Request for police investigation||5||4||3||5||2||6||5||2||6||8||5|
* Since 1 January 2013, the Financial Supervisory Authority has been unable to issue a public reprimand for an infringement occurring after this date.
During 2022 the FIN-FSA made xxx requests for police investigation, issued two public warnings, imposed two administrative fines and three penalty payments.
FIN-FSA's administrative sanctions and supervisory measures are published here.
Supervision cases related to trading in securities markets and the disclosure obligation processed by the FIN-FSA in 2012–2022
|Total number of cases||85||100||83||127||104||95||108||150||155||115||127|
|Abuse of inside information||23||47||36||57||48||58||71||83||105||65||88|
|Disclosure obligation: periodic, ongoing, delayed disclosure, disclosure of major holdings, takeover bid, and primary markets||23||17||18||24||23||12||12||15||9||6||13|
Figures 2016–2019 have been corrected on 17 February 2021.
The table above displays supervision cases related to trading in securities markets and the disclosure obligation inspected by the FIN-FSA and concluded during the year concerned. In 2022 there were 127 such cases.
In the corresponding term, the FIN-FSA received 173 STORs from the markets on suspicious transactions or orders, some of which continue to be inspected in 2023.
During 2022 the FIN-FSA sent eight requests for judicial assistance to foreign securities markets authorities concerning the supervision of securities markets. Respectively, the FIN-FSA received one request for judicial assistance.