Sanctions, requests for investigation and cases of securities market inspections
FIN-FSA´s requests for police investigation and administrative sanctions 2012–2022H1
|Request for police investigation||5||4||3||5||2||6||5||2||6||8||1|
* Since 1 January 2013, the Financial Supervisory Authority has been unable to issue a public reprimand for an infringement occurring after this date.
In the period from 1 January 2022 to 30 June 2022, the FIN-FSA made one request for police investigation, issued two public warnings and imposed three penalty payments.
FIN-FSA's administrative sanctions and supervisory measures are published here.
Supervision cases related to trading in securities markets and the disclosure obligation processed by the FIN-FSA in 2012–2022H1
|Total number of cases||85||100||83||127||104||95||108||150||155||115||66|
|Abuse of inside information||23||47||36||57||48||58||71||83||105||65||45|
|Disclosure obligation: periodic, ongoing, delayed disclosure, disclosure of major holdings, takeover bid, and primary markets||23||17||18||24||23||12||12||15||9||6||6|
Figures 2016–2019 have been corrected on 17 February 2021.
The table below displays supervision cases related to trading in securities markets and the disclosure obligation inspected by the FIN-FSA and concluded during the year concerned. In the period from 1 January 2022 to 30 June 2022 there were 66 such cases.
In the corresponding term, the FIN-FSA received 77 STORs from the markets on suspicious transactions or orders, some of which continue to be inspected in 2022.
The FIN-FSA sent six requests for judicial assistance to foreign securities markets authorities concerning the supervision of securities markets in the period from 1 January 2022 to 30 June 2022. Respectively, the FIN-FSA received one request for judicial assistance.