Sanctions, requests for investigation and cases of securities market inspections
Financial Supervisory Authority's requests for police investigation and administrative sanctions 2007–30 June 2018
|Requests for police investigation||2||5||-||3||4||5||4||3||5||2||6||-|
* Figure has been corrected on 1 October 2013.
FIN-FSA has imposed one penalty payment in the period of the time concerned.
FIN-FSA's administrative sanctions and supervisory measures are published here.
Investigations of cases related to securities market trading and disclosure obligation by Financial Supervisory Authority, 2007–30 June 2018
|Total number of cases||65||62||74||70||80||85||100||83||127*||107||96||38|
|Abuse of inside information||45||27||37||27||34||23||47||36||57*||47||59||23|
|Obligation to provide information||12||12||16||25||16||23||17||18||24||24||11||4|
* Figures have been corrected on 10 October 2016.
FIN-FSA investigated (up to 30 June 2018) a total of 38 cases related mainly to securities market trading and disclosure obligation. Total number of cases refers to cases completed in the period of the time concerned.
FIN-FSA has received from brokers 40 notifications of suspicious securities transactions or other suspected business operations. A total of 18 notifications have been received from Stock Exchange market supervision.
FIN-FSA has issued nine requests for judicial assistance to supervisors regarding the supervision of securities market abuse, and also received one such request.