Sanctions, requests for investigation and cases of securities market inspections
Financial Supervisory Authority's requests for police investigation and administrative sanctions 2007–2018
|Requests for police investigation||2||5||-||3||4||5||4||3||5||2||6||5|
* Figure has been corrected on 1 October 2013.
In 2018, FIN-FSA has made a total of five requests for police investigation, issued three public warnings and imposed three penalty payments.
FIN-FSA's administrative sanctions and supervisory measures are published here.
Investigations of cases related to securities market trading and disclosure obligation by Financial Supervisory Authority, 2007–2018
|Total number of cases||65||62||74||70||80||85||100||83||127*||107||96||108|
|Abuse of inside information||45||27||37||27||34||23||47||36||57*||47||59||69|
|Obligation to provide information||12||12||16||25||16||23||17||18||24||24||11||13|
* Figures have been corrected on 10 October 2016.
FIN-FSA investigated 2018 a total of 108 cases related mainly to securities market trading and disclosure obligation. Total number of cases refers to cases completed in the period of the time concerned.
FIN-FSA has received from brokers 77 notifications of suspicious securities transactions or other suspected business operations. A total of 34 notifications have been received from Stock Exchange market supervision.
FIN-FSA has issued 10 requests for judicial assistance to supervisors regarding the supervision of securities market abuse (against 13 in 2017), and also received four such request (against 10 in 2017).