Sanctions, requests for investigation and cases of securities market inspections
FIN-FSA´s requests for police investigation and administrative sanctions 2010–30.6.2020
|Request for police investigation||3||4||5||4||3||5||2||6||5||2||6|
In the period from 1 January 2020 to 30 June 2020, the FIN-FSA made six requests for police investigation and imposed one penalty payment.
FIN-FSA's administrative sanctions and supervisory measures are published here.
Supervision cases related to trading in securities markets and the disclosure obligation processed by the FIN-FSA in 2010–30.6.2020
|Total number of cases||70||80||85||100||83||127*||107||96||108||151||92|
|Abuse of inside information||27||34||23||47||36||57*||47||59||69||83||67|
|Disclosure obligation: periodic, ongoing, delayed disclosure, disclosure of major holdings, takeover bid, and primary markets||25||16||23||17||18||24||24||11||13||15||4|
* Figures have been corrected on 10 October 2016.
The table below displays supervision cases related to trading in securities markets and the disclosure obligation inspected by the FIN-FSA and concluded during the year concerned. In the period from 1 January 2020 to 30 June 2020 there were 92 such cases.
In the corresponding term, the FIN-FSA received 76 STORs from the markets on suspicious transactions or orders, some of which continue to be inspected in 2020.
The FIN-FSA sent one request for judicial assistance to foreign securities markets authorities concerning the supervision of securities markets in the period from 1 January 2020 to 30 June 2020. Respectively, the FIN-FSA didn't receive any requests for judicial assistance.