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        • Toimiluvat, rekisteröinnit ja ilmoitukset
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        • Management of credit risk by supervised entities in the financial sector
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        • Kirjanpitoa, tilinpäätöstä ja toimintakertomusta koskevat määräykset ja ohjeet: Eläkekassat ja eläkesäätiöt
        • Kirjanpitoa, tilinpäätöstä ja toimintakertomusta koskevat määräykset: Sairauskassat ja hautaus- ja eroavustuskassat
        • Financial sector regulations and guidelines on reporting of financial information (FINREP)
        • Rahoitussektorin kirjanpito, tilinpäätös ja toimintakertomus
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      • Code of conduct
        • Asuntoluoton ennenaikaisesta takaisinmaksusta perittävän enimmäiskorvauksen laskentaan käytettävät menetelmät
        • Disclosure of expenses and returns of long-term savings agreements and insurance policies
        • Asiakasvalitusten käsittely
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      • Operations of securities markets
        • Ohje markkinatakaustoimintaa ja ensimarkkinoilla suoritettavia operaatioita koskevasta poikkeuksesta
        • Securities offerings and listings
        • Takeover bid and the obligation to launch a bid
        • Markkinaosapuolten, työeläkevakuutusyhtiöiden ja rahastoyhtiöiden julkinen sisäpiirirekisteri
        • Kolmansien maiden kaupankäyntiosapuolet
        • Regulations and guidelines on disclosure obligation
        • Markkinoiden tunnustelua vastaanottavat henkilöt
        • Ohjeet hyödykejohdannaisia koskevan sisäpiiritiedon määrittelemiseksi
        • Kaupparaportointi, tarjouskirjanpito ja kellotahdistus MiFID II:n mukaisesti
        • Arvopaperikeskusasetuksen 9 artiklan mukaista sisäistä toimitusta koskevaa raportointia varten
        • Presentation of information in prospectuses coming under the Prospectus Regulation
      • Insurance operations
        • Vakuutusmarkkinoilla toimivan yhteisön konekielisten valvontatietojen toimittaminen Finanssivalvonnalle
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        • Eläkesäätiön eläkevastuun laskuperusteet
        • Työeläkelaitosten vakavaraisuus
        • Työttömyyskassoja koskevat määräykset ja ohjeet
        • Vastuuvelan ja eläkevastuun kate: Muuta kuin lakisääteistä toimintaa harjoittavat eläkesäätiöt ja eläkekassat sekä hautaus- ja eroavustuskassat
        • Henki- ja vahinkovakuutusyhtiöt, Solvenssi II -ohjeet I osa
        • Vakuutusmarkkinoilla toimivan yhteisön valvonta-asiakirjojen toimittaminen Finanssivalvonnalle
        • Henki- ja vahinkovakuutusyhtiön toiminnan aloittaminen ja hallintojärjestelmä
        • Henki- ja vahinkovakuutusyhtiöt, Solvenssi II- ohjeet II osa, raportointia koskevat ohjeet
        • Henki- ja vahinkovakuutusyhtiöt, Solvenssi II- ohjeet II osa, muut kuin raportointia koskeva ohjeet
        • Työkyvyttömyysriskin hallinta: Työeläkevakuutusyhtiö
        • Lakisääteistä eläkevakuutusta harjoittavien eläkelaitosten vakavaraisuusrajan laskeminen ja sijoitusten hajauttaminen
        • Työeläkevakuutusyhtiöiden hallinto
        • Merimieseläkekassan hallinto
        • Maatalousyrittäjien eläkelaitoksen hallinto julkaiseminen
        • Lisäeläkelaitosten hallinto
        • Eläkekassat
        • Eläkesäätiöt
        • Hautaus- ja eroavustuskassat
        • EEA insurance companies
        • EEA insurance intermediaries
        • Occupational retirement provision activities
      • Miscellaneous regulations and guidelines
        • LEI-tunnuksen käyttöönotto
        • Development of recovery plans and early intervention
        • Rahoitus- ja vakuutusryhmittymien vakavaraisuuden laskenta ja raportointi
        • EBA:n GSII-ohjeen noudattaminen
        • Määräosuuksien hankinnan ja lisäämisen arviointia koskevat ohjeet
        • Criteria on simplified, transparent and standardised securitisation
        • Määräykset ja ohjeet MiFID II-direktiivin liitteen I kohtien C6 ja C7 soveltamisesta
        • Määräykset ja ohjeet vertailuarvoasetuksen mukaisista muista kuin merkittävistä vertailuarvoista
        • Reporting of intra-group transactions
        • Acquisition of controlling interest in undertakings authorised in non-EEA-states
        • Supervision of financial and insurance conglomerates
        • Lähipiiriluottojen ja -sijoitusten ilmoittaminen Rahoitustarkastukselle
        • Regulation on the reporting of shares and real estate held by credit institutions and their consolidation groups
        • Ohje osuuspankkien yhteenliittymään kuuluvien luottolaitosten omistamien luotto- ja rahoituslaitosten osakkeiden ja osuuksien ilmoittamisesta
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  2. Capital markets
  3. Fund management companies
  4. Regulation
  5. Regulatory framework
Capital markets
  • Investment service providers
  • Fund management companies
    • Regulation
      • FIN-FSA regulations and guidelines for fund management companies
      • Legislation for fund management companies
      • Regulatory framework
    • Reporting
  • Alternative investment fund managers (AIFMs)
  • Crowdfunding intermediaries
  • Stock exchange and other trading venues
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  • Supervision and processing fees
  • Authorisations, registrations and notifications
  • Prevention of money laundering and terrorist financing
  • FinTech – Financial sector innovations
  • Sustainable finance
  • Issuers and investors
Capital markets
  • Investment service providers
  • Fund management companies
    • Regulation
      • FIN-FSA regulations and guidelines for fund management companies
      • Legislation for fund management companies
      • Regulatory framework
    • Reporting
  • Alternative investment fund managers (AIFMs)
  • Crowdfunding intermediaries
  • Stock exchange and other trading venues
  • Central securities depositories
  • Supervision and processing fees
  • Authorisations, registrations and notifications
  • Prevention of money laundering and terrorist financing
  • FinTech – Financial sector innovations
  • Sustainable finance
  • Issuers and investors

Regulatory framework

LEI code

MiFID II and MiFIR

PRIIPS

CRR/CRD

Updated

2 January 2019

Keywords

Capital Markets Fund Management Company Regulation Regulatory framework

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