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        • Management of credit risk and assessment of creditworthiness by supervised entities in the financial sector
        • Tärkeimpien valuuttojen määrittämistä ja arvopaperikeskusten merkittävyyttä koskevien indikaattorien laskentaprosessit
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        • Kirjanpitoa, tilinpäätöstä ja toimintakertomusta koskevat määräykset ja ohjeet: Vakuutusyhtiöt, työeläkevakuutusyhtiöt, vakuutusyhdistykset, vakuutusomistusyhteisöt, kolmannen maan vakuutusyhtiöiden sivuliikkeet ja lailla perustetut eläkelaitokset
        • Kirjanpitoa, tilinpäätöstä ja toimintakertomusta koskevat määräykset ja ohjeet: Eläkekassat ja eläkesäätiöt
        • Kirjanpitoa, tilinpäätöstä ja toimintakertomusta koskevat määräykset: Sairauskassat ja hautaus- ja eroavustuskassat
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        • Rahoitussektorin kirjanpito, tilinpäätös ja toimintakertomus
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        • Asuntoluoton ennenaikaisesta takaisinmaksusta perittävän enimmäiskorvauksen laskentaan käytettävät menetelmät
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        • Ohje markkinatakaustoimintaa ja ensimarkkinoilla suoritettavia operaatioita koskevasta poikkeuksesta
        • Securities offerings and listings
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        • Markkinaosapuolten, työeläkevakuutusyhtiöiden ja rahastoyhtiöiden julkinen sisäpiirirekisteri
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        • Markkinoiden tunnustelua vastaanottavat henkilöt
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        • Presentation of information in prospectuses coming under the Prospectus Regulation
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        • Henki- ja vahinkovakuutusyhtiöt, Solvenssi II -ohjeet I osa
        • Vakuutusmarkkinoilla toimivan yhteisön valvonta-asiakirjojen toimittaminen Finanssivalvonnalle
        • Henki- ja vahinkovakuutusyhtiön toiminnan aloittaminen ja hallintojärjestelmä
        • Henki- ja vahinkovakuutusyhtiöt, Solvenssi II- ohjeet II osa, raportointia koskevat ohjeet
        • Henki- ja vahinkovakuutusyhtiöt, Solvenssi II- ohjeet II osa, muut kuin raportointia koskeva ohjeet
        • Työkyvyttömyysriskin hallinta: Työeläkevakuutusyhtiö
        • Lakisääteistä eläkevakuutusta harjoittavien eläkelaitosten vakavaraisuusrajan laskeminen ja sijoitusten hajauttaminen
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        • LEI-tunnuksen käyttöönotto
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        • Rahoitus- ja vakuutusryhmittymien vakavaraisuuden laskenta ja raportointi
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        • Criteria on simplified, transparent and standardised securitisation
        • Määräykset ja ohjeet MiFID II-direktiivin liitteen I kohtien C6 ja C7 soveltamisesta
        • Määräykset ja ohjeet vertailuarvoasetuksen mukaisista muista kuin merkittävistä vertailuarvoista
        • Reporting of intra-group transactions
        • Acquisition of controlling interest in undertakings authorised in non-EEA-states
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        • Regulation on the reporting of shares and real estate held by credit institutions and their consolidation groups
        • Ohje osuuspankkien yhteenliittymään kuuluvien luottolaitosten omistamien luotto- ja rahoituslaitosten osakkeiden ja osuuksien ilmoittamisesta
        • Guidelines on the specification and disclosure of systemic importance indicators (G-SII)
        • Guidelines on PEPP supervisory reporting
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Capital markets
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        • Questions about tokens and ICOs
    • Information security
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    • Listing
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    • Offering of securities and prospectuses
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      • IFRS regulatory framework
      • Audit committees and auditing
    • Market soundings
    • Register of prospectuses
    • ESEF – XBRL reporting for listed companies starting with financial statements for 2021
    • Reporting obligation concerning the prevention and detection of market abuse
    • Public bid
    • Short positions
    • Managers transactions
Capital markets
  • Investment service providers
    • Regulation
      • Regulatory framework
      • FIN-FSA regulations and guidelines for investment service providers
      • Legislation for investment service providers
    • Reporting
  • Fund management companies
    • Regulation
      • FIN-FSA regulations and guidelines for fund management companies
      • Legislation for fund management companies
      • Regulatory framework
    • Reporting
  • Alternative investment fund managers (AIFMs)
    • Regulation
      • FIN-FSA regulations and guidelines for alternative investment fund managers
      • Legislation for alternative investment fund managers
      • Regulatory framework
    • Reporting
  • Crowdfunding intermediaries
    • Regulation
      • FIN-FSA regulations and guidelines for crowdfunding intermediaries
      • Legislation for crowdfunding intermediaries
      • Regulatory framework
    • Reporting
  • Stock exchange and other trading venues
    • Regulation
      • FIN-FSA regulations and guidelines for stock exchange and other trading venues
      • Legislation for stock exchange and other trading venues
      • Regulatory framework
  • Central securities depositories
    • Regulation
      • FIN-FSA regulations and guidelines for central securities depositories
      • Legislation for central securities depositories
  • Supervision and processing fees
  • Authorisations, registrations and notifications
    • Stock exchange and other trading venues
    • Fund management companies
    • Alternative investment fund managers
    • Brexit and UK funds' and fund managers' cross-border notifications
    • Investment service providers
      • Brexit and third country firm cross-border authorization regarding investment services
    • Crowdfunding intermediaries
  • Prevention of money laundering and terrorist financing
    • Customer due diligence
    • Obligation to obtain information and to report
    • Risk assessment
    • Internal instructions and training of personnel
    • International cooperation
    • International economic sanctions and domestic freezing decisions
    • Current provisions, regulations and guidelines
  • FinTech – Financial sector innovations
    • Innovation Help Desk advises on licence issues
    • Virtual currency providers
      • Frequently asked questions on virtual currencies and their issuance (Initial Coin Offering)
        • Questions about tokens and ICOs
    • Information security
  • Sustainable finance
  • Issuers and investors
    • Regulation of listed companies
    • Notification of major holdings
    • Inside information
      • Insider lists
      • Insiders and trading
      • Public disclosure and the delay of disclosure of inside information
    • Listing
    • Disclosure obligation
    • Market Abuse Regulation
    • Offering of securities and prospectuses
    • IFRS enforcement
      • IFRS press releases and publications
      • IFRS regulatory framework
      • Audit committees and auditing
    • Market soundings
    • Register of prospectuses
    • ESEF – XBRL reporting for listed companies starting with financial statements for 2021
    • Reporting obligation concerning the prevention and detection of market abuse
    • Public bid
    • Short positions
    • Managers transactions

Regulatory framework

LEI code

MiFID II and MiFIR

PRIIPS

CRR/CRD

Updated

2 January 2019

Keywords

Capital Markets Fund Management Company Regulation Regulatory framework

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