Legislation for central securities depositories
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Capital markets
- Investment service providers
- Fund management companies
- Alternative investment fund managers (AIFMs)
- Crowdfunding service providers
- Crowdfunding intermediaries
- Stock exchange and other trading venues
- Central securities depositories
- Supervision and processing fees
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Authorisations, registrations and notifications
- Stock exchange and other trading venues
- Fund management companies
- Alternative investment fund managers
- Summaries and national provisions for marketing requirements for AIFs and UCITS
- Brexit and UK funds' and fund managers' cross-border notifications
- Investment service providers
- Crowdfunding intermediaries
- Crowdfunding service providers
- Owner control
- Fit & Proper supervision
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Prevention of money laundering and terrorist financing
- Customer due diligence
- Obligation to obtain information and to report
- Risk assessment
- Internal instructions and training of personnel
- International cooperation
- International economic sanctions and domestic freezing decisions
- Current provisions, regulations and guidelines
- Report suspected infringement
- FinTech – Financial sector innovations
- Sustainable finance
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Issuers and investors
- Regulation of listed companies
- Notification of major holdings
- Inside information
- Listing
- Disclosure obligation
- Market Abuse Regulation
- Offering of securities and prospectuses
- IFRS enforcement
- Market soundings
- Register of prospectuses
- ESEF – XBRL reporting for listed companies starting with financial statements for 2021
- Reporting obligation concerning the prevention and detection of market abuse
- Public bid
- Short positions
- Managers transactions