FIN FSA regulations and guidelines for mortgage credit intermediaries -

Organisation of supervised entities’ operations

Tuotteiden ja palvelujen myyntiin ja tarjontaan liittyvät palkitsemisperiaatteet ja -käytännöt Credit institutions Payment service providers Mortgage credit intermediaries

Customer due diligence; Prevention of money laundering and terrorist financing Credit institutions Central securities depositories Fund management companies Payment service providers Mortgage credit intermediaries Employee pension insurance Life and non-life insurance Insurance intermediaries Crowdfunding intermediaries Investment service providers Alternative investment fund managers (AIFMs)

Code of conduct

Finanssipalvelujen ja -tuotteiden markkinointi Credit institutions Fund management companies Payment service providers Mortgage credit intermediaries Employee pension insurance Life and non-life insurance Insurance intermediaries Crowdfunding intermediaries Investment service providers Alternative investment fund managers (AIFMs)

Luottokelpoisuuden arviointi Credit institutions Payment service providers Mortgage credit intermediaries

Operations of securities markets

Markkinoiden tunnustelua vastaanottavat henkilöt Credit institutions Stock exchange and other trading venues Central securities depositories Fund management companies Payment service providers Mortgage credit intermediaries Employee pension insurance Life and non-life insurance Unemployment insurance Sickness and benefit funds Insurance intermediaries Crowdfunding intermediaries Investment service providers Alternative investment fund managers (AIFMs) Issuers and investors

Ohjeet hyödykejohdannaisia koskevan sisäpiiritiedon määrittelemiseksi Credit institutions Stock exchange and other trading venues Central securities depositories Fund management companies Payment service providers Mortgage credit intermediaries Employee pension insurance Life and non-life insurance Unemployment insurance Sickness and benefit funds Insurance intermediaries Crowdfunding intermediaries Investment service providers Alternative investment fund managers (AIFMs) Issuers and investors

Miscellaneous regulations and guidelines

Criteria on simplified, transparent and standardised securitisation Credit institutions Stock exchange and other trading venues Central securities depositories Fund management companies Mortgage credit intermediaries Employee pension insurance Life and non-life insurance Unemployment insurance Sickness and benefit funds Insurance intermediaries Crowdfunding intermediaries Investment service providers Alternative investment fund managers (AIFMs) Issuers and investors