Ulkomaisten valvontaviranomaisten varoitukset
Tällä sivulla olevat tiedot perustuvat muilta valvontaviranomaisilta saamiimme tietoihin, joissa varoitetaan yleisöä erityyppisistä epäilyttävistä liiketoimista, kuten esimerkiksi yhtiöistä, jotka toimivat ilman asianmukaista toimilupaa. Ilmoituspäivämäärän sekä yhtiön nimen lisäksi luettelossa on linkki ilmoittavan valvontaviranomaisen sivuille.
Tutustuthan aina myös varoituksen antaneen valvontaviranomaisen alkuperäiseen varoitusjulkaisuun.
Aiempina vuosina annettuja varoituksia pääsee tarkastelemaan sivun oikean reunan linkeistä.
7.5.2012
Kingfisher Equities
The Financial Services Authority, Britannia
3.5.2012
Atlas Consultancy
The Financial Services Authority, Britannia
3.5.2012
Hannover & Rothchild Consultancy
Otis KPO, LLC
Russell Merger Group
Irish Financial Services Regulatory Authority, Irlanti
2.5.2012
Campbell Merger Solutions
The Financial Services Authority, Britannia
2.5.2012
Bradley King M & A
Finansinspektionen, Ruotsi
30.4.2012
Pagani Wealth Management
Trilogy Investment Funds Plc
The Financial Services Authority, Britannia
25.4.2012
IMG Asset Management
The Financial Services Authority, Britannia
25.4.2012
Knightsbridge Advisors
Finansinspektionen, Ruotsi
24.4.2012
Micron Associates
Financial Services and Markets Authority, Belgia
23.4.2012
Intax Kikia, S.L.
Comisión Nacional del Mercado de Valores, Espanja
20.4.2012
BRM International
Welbeck Associates
The Financial Services Authority, Britannia
19.4.2012
Hexagon Financia
lThe Financial Services Authority, Britannia
19.4.2012
Platform Group Legal Services, PGLS
Finansinspektionen, Ruotsi
19.4.2012
Classicus AG
The Austrian Financial Market Authority (FMA), Itävalta
18.4.2012
Pelican Trading Group
Spencer and Richardson Financial
Finansinspektionen, Ruotsi
18.4.2012
ING Investment Management
Smith and Lockhart Associates
The Financial Services Authority, Britannia
17.4.2012
Allianz Global Investors
Global Investment Partners
The Financial Services Authority, Britannia
16.4.2012
Grupo Financiero Orión, S.L.
Ingestra Capital S.L.
S-Trade Inversiones
Comisión Nacional del Mercado de Valores, Espanja
13.4.2012
Pierce Morgan Trust Management LLC
Securities Trading Board
Finanstilsynet, Norja
13.4.2012
ACM Gold
Securites Market Agency, Slovenia
12.4.2012
Tarlin Investment Management
Securites Market Agency, Slovenia
12.4.2012
BMC Investment Group
Finansinspektionen, Ruotsi
11.4.2012
William & Brown Management Group
Windsor Brokers
The Financial Services Authority, Britannia
5.4.2012
Alpha Fund Management
Blackstone Royalty Corporation
Carlson Group Consultancy
Ernest Weiss Securities
The Financial Services Authority, Britannia
4.4.2012
Momentum Securities
The Financial Services Authority, Britannia
4.4.2012
Heritage Investment Management
Finansinspektionen, Ruotsi
3.4.2012
Davidson Capital Partners
Pratt International KPO, LLC
Quadrant Mergers & Acquisitions
Walton Johnson & Co Corporate Services
Irish Financial Services Regulatory Authority, Irlanti
3.4.2012
Franklin Rankin LLC
Finansinspektionen, Ruotsi
3.4.2012
Ashford Financial Group
The Financial Services Authority, Britannia
2.4.2012
Johnson McQuade Acquisitions Corp.
Finansinspektionen, Ruotsi
30.3.2012
Accredited Global Services Group (AGSG)
Santiago Mergers and Acquisitions
The Financial Services Authority, Britannia
29.3.2012
First Swiss
The Financial Services Authority, Britannia
28.3.2012
Micron Associates
Finanstilsynet, Norja
26.3.2012
Crawford Capital Partners
Mullen and Cheecks Consulting Group
The Financial Services Authority, Britannia
24.3.2012
R J Haynes & Associates
Keizai Group
The Austrian Financial Market Authority (FMA), Itävalta
22.3.2012
Murray Merger Group
Parker & Masters LLC
United Advisory Partners
Finansinspektionen, Ruotsi
21.3.2012
WorldSpreads Limited
L'Autorité des marchés financiers, Ranska
21.3.2012
Pearce & Clarke
The Financial Services Authority, Britannia
19.3.2012
Brady & Bell Acquisition Ltd
Massaki, Lane & Associates
Finansinspektionen, Ruotsi
15.3.2012
Lefroy Hudson
MTC Global Financial Services
MTC Global Group
Richmond Grant Security & Transfer Inc
Finansinspektionen, Ruotsi
15.3.2012
AIFA Global Markets
Thompson Associates
The Financial Services Authority, Britannia
14.3.2012
Cruse & Associates
Finanstilsynet, Norja
14.3.2012
Sumitomo Global
Finanstilsynet, Tanska
14.3.2012
Monarch Wealth Consultants
Global World Mergers and Acquisitions
Irish Financial Services Regulatory Authority, Irlanti
13.3.2012
UST Financial Services Corp
Finansinspektionen, Ruotsi
13.3.2012
Northern Capital
The Financial Services Authority, Britannia
13.3.2012
Alliance Finance Plc
Jersey Financial Services Commission, Jersey
13.3.2012
Harrison-Stoltz & Associates
Sunline Transfer Agents
The Financial Services Authority, Britannia
12.3.2012
LJF ASESORES, S.L.
Comisión Nacional del Mercado de Valores, Espanja
12.3.2012
Stateside Capital, LLC
Finansinspektionen, Ruotsi
9.3.2012
Wellington Management Portfolios
The Financial Services Authority, Britannia
8.3.2012
Helm Capital
Financial Services and Markets Authority, Belgia
7.3.2012
KPR Associates
Finansinspektionen, Ruotsi
7.3.2012
Knowlton Group
Regent & Langley Consulting Group
The Financial Services Authority, Britannia
6.3.2012
Elliott & Laurence Consultancy Group
Irish Financial Services Regulatory Authority, Irlanti
6.3.2012
Abel Myers Consulting
Jones Capital
The Bradford Group
The Financial Services Authority, Britannia
6.3.2012
Micron Associates
Finanstilsynet, Tanska
5.3.2012
R J Heynes & Associates
Finansinspektionen, Ruotsi
1.3.2012
EVV Group
Mont-Bec Asset Management
The Financial Services Authority, Britannia
29.2.2012
Accredited Global Services Group (AGSG)
The Financial Services Authority, Britannia
28.2.2012
Abacus Financial Management
Quadrant Mergers & Acquisitions
The Financial Services Authority, Britannia
27.2.2012
MC Trading
The Financial Services Authority, Britannia
27.2.2012
ATM Capital
Focus Point Capital
Financial Services and Markets Authority, Belgia
24.2.2012
Greenwyn M&A
International Financial Trading Commission
Turner Financial Inc
The Financial Services Authority, Britannia
23.2.2012
Master Life Securities (Clone of FSA EEA authorised firm)
The Financial Services Authority, Britannia
22.2.2012
CIB Malta PLC
Malta Financial Services Authority, Malta
21.2.2012
Belgian Commodities and Futures Exchange
Belgian Financial Services Agency
Goldwater Global Management
Financial Services and Markets Authority, Belgia
20.2.2012
The Pinnacle Group
The Financial Services Authority, Britannia
20.2.2012
Financial Investment Group Spain, S.L.
Grupo Financiero Orión, S.L.
Comisión Nacional del Mercado de Valores, Espanja
17.2.2012
Elliott and Laurence Consultancy Group
The Financial Services Authority, Britannia
17.2.2012
HadleyRichards
Finanstilsynet, Tanska
17.2.2012
Browell Limited
IRS Clearing Consultancy
Lakepointe Capital Advisors
Financial Services and Markets Authority, Belgia
16.2.2012
Universal Liberty Express Bank
Financial Services and Markets Authority, Belgia
15.2.2012
Paramount Financial Group
Finanstilsynet, Norja
15.2.2012
Harvard Alliance
MetCap Securities
The Financial Services Authority, Britannia
13.2.2012
Goldman and Lyle Consulting Group
Prime Solutions, Inc
The Financial Services Authority, Britannia
11.2.2012
Grand Financial Management
LCB (London City Broker) International, Inc.
The Austrian Financial Market Authority (FMA), Itävalta
10.2.2012
Ferrell & Associates
Mount Rock Capital
The Financial Services Authority, Britannia
9.2.2012
Isaac Capital Management
Bond Asset Management
The Financial Services Authority, Britannia
9.2.2012
Credible Solutions Inc
Finansinspektionen, Ruotsi
8.2.2012
Frandistrans Group
Whitestone Financial Planning/WS Financial Planning
The Financial Services Authority, Britannia
8.2.2012
Centrade Management Corp
Pierce Morgan Capital Management
Stern Fisher Edwards Corp
Swiss Financial Services Inc
Finansinspektionen, Ruotsi
8.2.2012
Platinum Account Group
Finanstilsynet, Norja
7.2.2012
Franz Watermann AG
Financial Services and Markets Authority, Belgia
6.2.2012
Tate and Carver Consultancy Group
The Financial Services Authority, Britannia
3.2.2012
Di-La & Thalia Assurances
Financial Services and Markets Authority, Belgia
2.2.2012
Pacific Alliance Mergers & Acquisitions Limited
The Financial Services Authority, Britannia
31.1.2012
Hammond Global Solutions LLC
Welborn Capital LLC
The Financial Services Authority, Britannia
31.1.2012
Blackstone Royalty Corporation
Finansinspektionen, Ruotsi
31.1.2012
MMM-2011
Bank of Lithuania, Liettua
26.1.2012
Global Equities Capital Markets
West Mill Associates
The Financial Services Authority, Britannia
24.1.2012
IBG & Associates
Manhattan Corporate Transfers
New Dynamic Group
The Financial Services Authority, Britannia
23.1.2012
Alvaro Gombau Asesores Empresariales, S.L.
Comisión Nacional del Mercado de Valores, Espanja
23.1.2012
Cantata Equity Management, LLC
Lima Resource Partners Inc
The Financial Services Authority, Britannia
19.1.2012
Bingham Consulting Group
Edward Jones Group
Swiss & Global Asset Management
The Financial Services Authority, Britannia
18.1.2012
B Cooke Ltd
Carbon Wealth Advisors
Eldridge Financial
FIMB International Remittance Bank
Finansinspektionen, Ruotsi
18.1.2012
Kent Capital Ltd
The Financial Services Authority, Britannia
18.1.2012
Mizuho Holdings Headquarters
The Austrian Financial Market Authority (FMA), Itävalta
17.1.2012
Lux Investment Group
The Commission de Surveillance du Secteur Financier, Luxemburg
17.1.2012
East Fund Management
Global Analytical Solutions
The Financial Services Authority, Britannia
17.1.2012
Sustainable Investments
Comisión Nacional del Mercado de Valores, Espanja
14.1.2012
Kayabas Headquarters
The Austrian Financial Market Authority (FMA), Itävalta
13.1.2012
Equinox Ventures Corporation
Finansinspektionen, Ruotsi
13.1.2012
Weinberg Equity Management
The Financial Services Authority, Britannia
13.1.2012
ALAFX Markets Limited
The Cyprus Securities and Exchange Commission, Kypros
12.1.2012
Giga Invest
The Financial Services Authority, Britannia
11.1.2012
Litmus Capital Management Group
The Financial Services Authority, Britannia
9.1.2012
Salamon and Tate Consulting
The Financial Services Authority, Britannia
6.1.2012
Fenton Power International
Royal Alliance (UK) Group
Portuguese Securities Market Commission, Portugali
5.1.2012
The Clayton Group
The Financial Services Authority, Britannia
4.1.2012
Connors Thompson Reed
Winchester Consultancy Group
The Financial Services Authority, Britannia
3.1.2012
Capitol Acquisition Management Inc
Opes Capital Inc
The Financial Services Authority, Britannia
30.12.2011
Westin International Inc
The Financial Services Authority, Britannia
29.12.2011
Burlington Corporate Management
The Financial Services Authority, Britannia
23.12.2011
Forest4YOU Capital S.A.
The Commission de Surveillance du Secteur Financier, Luxemburg
22.12.2011
Citywide Associates
Tiger Consultants, may also use the name of Tiger Investing
The Financial Services Authority, Britannia
22.12.2011
Titan Invest PLC
The Austrian Financial Market Authority (FMA), Itävalta
21.12.2011
Acquisitions 21 Pte. Ltd
First Allied Capital
New York Finance Company
Platinum House Financial
The Financial Services Authority, Britannia
20.12.2011
Touch Financial
The Financial Services Authority, Britannia
19.12.2011
Anyoption Payment Services Ltd
The Cyprus Securities and Exchange Commission, Kypros
17.12.2012
Marsh & Reede Capital
The Austrian Financial Market Authority (FMA), Itävalta
16.12.2011
Global Asset Management
The Financial Services Authority, Britannia
16.12.2011
Space Energy AG
Chesterfield Lyons
Finansinspektionen, Ruotsi
14.12.2011
Alpha Brokers S.R.
Bloomfield Trust Management
The Financial Services Authority, Britannia
13.12.2011
Global Network Fiduciary LLC
The Financial Services Authority, Britannia
13.12.2011
Provideo Financial
Financial Services and Markets Authority, Belgia
13.12.2011
Boston Private Equity
Finansinspektionen, Ruotsi
12.12.2011
Swan Asset Management
The Financial Services Authority, Britannia
12.12.2011
Asian Capital Group
Howard Gary & Company
Finansinspektionen, Ruotsi
9.12.2011
Dailey Securities, Inc
Ellis Alden
Ellis Stanley Alden, ESA Global
Finansinspektionen, Ruotsi
8.12.2011
Ashford Financial Group, AFG
Centaur Global Advisors
Finansinspektionen, Ruotsi
8.12.2011
First Private Clients Ltd
MKL Business Services, LLC
The Financial Services Authority, Britannia
8.12.2011
Premier Partners
The Commission de Surveillance du Secteur Financier, Luxemburg
6.12.2011
Blackstone Asset Management
Friedman Global och Shanghai Derivatives Exchange, SHDEX
Finansinspektionen, Ruotsi
5.12.2011
Platinum Funds Management
The Financial Services Authority, Britannia
2.12.2011
Kennedy Anderson Mergers & Acquisitions
Finansinspektionen, Ruotsi
1.12.2011
Nova Portfolio Management (which may also be using the name of Nova UK Limited)
Waight & Caffie Company Limited
Winterthur Fund Management
The Financial Services Authority, Britannia
30.11.2011
Chenglong International
Finanstilsynet, Norja
30.11.2011
Grenfell and Blackrock Associates
Rothridge Consulting Group
Sarasin Funds Management (Guernsey) Limited
The Financial Services Authority, Britannia
29.11.2011
Durdan Heyer Ltd
Miller Winston – Worldwide Mergers and Acquistions
Tribune Assets Management Ltd
The Financial Services Authority, Britannia
25.11.2011
Beaumont, Greene & Partners
The Financial Services Authority, Britannia
24.11.2011
AMK Trust Ltd
The Financial Services Authority, Britannia
24.11.2011
MRC markets
L'Autorité des marchés financiers, Ranska
23.11.2011
H.Y. Markets
The Financial Services Authority, Britannia
22.11.2011
G R A F - Kantor OHG
Finansinspektionen, Ruotsi
22.11.2011
M.S. Global
The Financial Services Authority, Britannia
22.11.2011
Eclipse Advisory B.V.
The Austrian Financial Market Authority (FMA), Itävalta
21.11.2011
Sanwa Holdings
Finansinspektionen, Ruotsi
18.11.2011
Sino Financial
The Financial Services Authority, Britannia
17.11.2011
Securcorp Limited
L'Autorité des marchés financiers, Ranska
17.11.2011
Quantum Finance Management Limited
Securites Market Agency, Slovenia
17.11.2011
Beacon Pointe Securities
Goldman Phillips
The Financial Services Authority, Britannia
16.11.2011
Isaac Paige Associates
The Financial Services Authority, Britannia
15.11.2011
CulverHouse Capital
The Commission de Surveillance du Secteur Financier, Luxemburg
14.11.2011
Pertinax 2010, S.L.
Comisión Nacional del Mercado de Valores, Espanja
14.11.2011
Berg Commodities
Financial Services and Markets Authority, Belgia
14.11.2011
Management International Dublin Ltd
The Financial Services Authority, Britannia
11.11.2011
Mandolin Resources
The Financial Services Authority, Britannia
11.11.2011
Nippon Financial Partners
Norwich Securities Corporation, NSC
Finansinspektionen, Ruotsi
10.11.2011
Chartered Investments
The Financial Services Authority, Britannia
9.11.2011
Eastman Pierce Partners Mergers & Acquisitions
Global Direct Asset Management
Finansinspektionen, Ruotsi
9.11.2011
First Standard Management Limited
(Ireland, Switzerland and Hong Kong)
Irish Financial Services Regulatory Authority, Irlanti
8.11.2011
Morgan Premier Group
Strauss Capital Consultants
The Financial Services Authority, Britannia
8.11.2011
ATX Group / Houston Futures Exchange, HOUFEX
Mathews Merger Management
Finansinspektionen, Ruotsi
7.11.2011
Becton Securities GmBH
Drexel-Bearns Consulting Group
The Financial Services Authority, Britannia
7.11.2011
DMR Consulting, LLC
Nabsecurities Inc
Finansinspektionen, Ruotsi
3.11.2011
www.guardian-sec.com / Guardian Securities
Wellington Management
The Financial Services Authority, Britannia
1.11.2011
Longwood Trading och SGCEX
The Financial Services Authority, Ruotsi
1.11.2011
Waytung Global
Finansinspektionen, Norja
1.11.2011
FHM Associates/Fuller-Hathaway Moy Associates
Richardson & Foster Partners
The Financial Services Authority, Britannia
31.10.2011
Activa Financial Services Limited
Finansinspektionen, Norja
28.10.2011
Cadden International Ltd
CPI International
The Financial Services Authority, Britannia
28.10.2011
Song Centea Financieringen
Financial Services and Markets Authority, Belgia
27.10.2011
Warren Fisher & Associates
The Financial Services Authority, Britannia
25.10.2011
Bergmann & Co. International
McPherson Gordon Ltd
Finanstilsynet, Norja
25.10.2011
Alderton Consultants
Westgate & Greene Associates
The Financial Services Authority, Britannia
24.10.2011
ANG Markets Ltd
The Cyprus Securities and Exchange Commission, Kypros
24.10.2011
Greenfield and Associates
The Financial Services Authority, Britannia
21.10.2011
MB Transfert Ltd (using the trading name MB Transfer)
Financial Services and Markets Authority, Belgia
21.10.2011
Greenway Consultancy
The Financial Services Authority, Britannia
20.10.2011
Carlisle-Conroy Ventures
Thomson McKinnon Capital Corp.
Finansinspektionen, Ruotsi
19.10.2011
NKP Financial
(clone of FSA authorised firm NKP Financial Solutions Ltd)
Gold Asset Managers
Wilsone & Duffus (UK) Ltd
The Financial Services Authority, Britannia
18.10.2011
Park Avenue Mergers & Acquisitions
The Financial Services Authority, Britannia
18.10.2011
Chenglong International
Finansinspektionen, Ruotsi
18.10.2011
Bower Best Consultants and Equities Management Bureau
Financial Services and Markets Authority, Belgia
17.10.2011
Westbrook Acquisition Authority
The Financial Services Authority, Britannia
11.10.2011
Edenstone Consulting
Fund Advisers Europe
The Financial Services Authority, Britannia
11.10.2011
Lakepointe Capital Advisors
Finanstilsynet, Norja
10.10.2011
Central and Eastern European Markets Asset Management
The Financial Services Authority, Britannia
10.10.2011
Ikko Investments Ltd
IP International Service
L'Autorité des marchés financiers, Ranska
10.10.2011
Apps Finance, Malta Group
United Europe Business Group (UEBG)
Malta Financial Services Authority, Malta
10.10.2011
Grus Capital Management
Real-Bot Capital Managemen
Comisión Nacional del Mercado de Valores, Espanja
7.10.2011
Kaimon Global
Finanstilsynet, Norja
7.10.2011
Tribune Assets Management Ltd
Jinghua International Group
Finansinspektionen, Ruotsi
6.10.2011
Moore Capital Group
The Financial Services Authority, Britannia
6.10.2011
Global Capital Markets Worldwide, GCM
Haynes - Hamilton Ventures
Finansinspektionen, Ruotsi
5.10.2011
Capital Edge Group
The Financial Services Authority, Britannia
5.10.2011
1Global Venture Group
Credi Corp Securities
Minsheng Corporation
Finanstilsynet, Norja
4.10.2011
Vantagepro Asset Management
Venture Partners Group and of Cooper Green
Financial Services and Markets Authority, Belgia
4.10.2011
Global Financial Corp Worldwide, GFC
McPherson Gordon Ltd
TrillionFX
Finansinspektionen, Ruotsi
3.10.2011
Litmus Capital Management Group
Finansinspektionen, Ruotsi
3.10.2011
Elliot Management Consultancy Ltd
HK Pacific
Finanstilsynet, Norja
3.10.2011
Consulting Strategy Finance, S.L.
Market & Buciness Consulting Advice, S.L.
Unifinan
Comisión Nacional del Mercado de Valores, Espanja
3.10.2011
Cadman Mergers and Acquisition
The Financial Services Authority, Britannia
30.9.2011
Synergy Capital
Finansinspektionen, Ruotsi
30.9.2011
Bradley Associates
Mélice & Cie
Financial Services and Markets Authority, Belgia
30.9.2011
Financial Affairs Corporation
The Financial Services Authority, Britannia
29.9.2011
Cambridge Equity Corporation
Harbert European Fund Advisors
The Financial Services Authority, Britannia
28.9.2011
CoachTrader
L'Autorité des marchés financiers, Ranska
28.9.2011
www.bforex.com / BFOREX Limited
www.gcitrading.com / GCI Financial Limited
www.nordfx.com/fr / Nord Group Investments Inc
www.xforex.com / Ultimass Global Holding Inc
www.alpari-fr.com / Alpari NZ Limited
www.fxcast.com / Surplus Finance SA
www.instaforex.com / InstaForex Companies Group
www.finanzasforex.com / Evolution Market Group Inc
www.youtradefx.com / International Youtrade Investments MA Ltd
L'Autorité des marchés financiers, Ranska
27.9.2011
Finance Asset Recovery
Finanstilsynet, Tanska
26.9.2011
Offshore Taxation Ltd
The Financial Services Authority, Britannia
21.9.2011
Investors Management Services
Seagram Services Ltd
The Financial Services Authority, Britannia
20.9.2011
Fischer & Schultz Independant Financial Advisors
The Financial Services Authority, Britannia
19.9.2011
Harrison Research (AG)
Savoy Investment Management (Clone of FSA authorised firm)
The Financial Services Authority, Britannia
16.9.2011
Alternatives Research Group
The Financial Services Authority, Britannia
15.9.2011
Advent Capital GmbH (Clone of UK incorporated firm)
Peterson Advisors Limited
SGS Consultants Limited
The Financial Services Authority, Britannia
15.9.2011
Maji Capital Partners
The Financial Services Authority, Britannia
12.9.2011
AMR Business Services LLC
The Financial Services Authority, Britannia
9.9.2011
Victory Suisse
L'Autorité des marchés financiers, Ranska
9.9.2011
Antek Global Consultants Ltd
Square Mile Financial
The Financial Services Authority, Britannia
9.9.2011
Castle Rock Corporate Finance
Finansinspektionen, Ruotsi
8.9.2011
Berrington Fund Management
Taylor Mannis
The Financial Services Authority, Britannia
7.9.2011
Trias ltd
The Financial Services Authority, Britannia
6.9.2011
Financial Improve 2008, S.L.
Comisión Nacional del Mercado de Valores, Espanja
6.9.2011
Ascensus International
Ascensus Direct
Bull Invest also trading as Bull Investment Advisors
The Financial Services Authority, Britannia
6.9.2011
Lee Byers Ltd and Global Capital Management
Finansinspektionen, Ruotsi
6.9.2011
Innis Financial Service LLC
The Financial Services Authority, Britannia
5.9.2011
Synergy Europe
The Financial Services Authority, Britannia
2.9.2011
ARUS Asset Recovery Solutions
Brenner and Associates
Hong Kong Finance
Investment Capital Consultants
The Financial Services Authority, Britannia
2.9.2011
Gatemore Capital Management
The Financial Services Authority, Britannia
1.9.2011
Hardwicke Advisory
Square Mile Financial
The Financial Services Authority, Britannia
31.8.2011
Belvedere Capital Partners
Easton Corporate Finance
The Financial Services Authority, Britannia
30.8.2011
Phoenix Cooper Financial
The Financial Services Authority, Britannia
29.8.2011
Farrel, Thornton, Lloyd & Brown
Finansinspektionen, Ruotsi
26.8.2011
Hartford Asset Management
Lincoln Equity Partners
Finansinspektionen, Ruotsi
26.8.2011
Ambros Group
Miller Consulting Group
Paragon International
The Financial Services Authority, Britannia
23.8.2011
International Mergers, Inc.
Taft MacKenzie Ventures, TMV
Finansinspektionen, Ruotsi
26.8.2011
Atlantis Financial
Hanglung Group
Ritter Group
The Austrian Financial Market Authority (FMA), Itävalta
25.8.2011
Navasota Group
The Austrian Financial Market Authority (FMA), Itävalta
24.8.2011
Sterling Finance AG
The Financial Services Authority, Britannia
23.8.2011
Chelsea Asset Management
Milton Financials
The Financial Services Authority, Britannia
22.8.2011
Kaimon Global
Finansinspektionen, Ruotsi
20.8.2011
Marcus & Company Inc.
The Financial Services Authority, Britannia
19.8.2011
Barrington Group
Polaris Capital Management
The Financial Services Authority, Britannia
18.8.2011
Atlantic Capital Trust LLC also known as Atlantic Capital Trust Management
Menzies & Co
The Financial Services Authority, Britannia
17.8.2011
Moorgate Capital Advisors (Clone of FSA authorised firm)
The Financial Services Authority, Britannia
15.8.2011
STJ Advisors
The Financial Services Authority, Britannia
12.8.2011
Apollo Tiger Fund
Powerhouse Corporate Finance
The Financial Services Authority, Britannia
11.8.2011
Churchill Capital also trading as Churchill International Group
Quantum Partners Ltd
The Financial Services Authority, Britannia
10.8.2011
Smart Trade FX
The Cyprus Securities and Exchange Commission, Kypros
9.8.2011
Koncept Marketing
Financial Services and Markets Authority, Belgia
9.8.2011
Final Hurdle Ltd
Sandford Hale & Co.
The Financial Services Authority, Britannia
9.8.2011
Glendale Management Group
Finanstilsynet, Tanska
8.8.2011
Alternative Investments Advisors
Intuition Capital Corporation
The Financial Services Authority, Britannia
5.8.2011
Glencore International Plc
Sanford C. Bernstein & Co
Swiss Financial Research AG
The Financial Services Authority, Britannia
4.8.2011
AC Alternative
Montrose Group
Westminster Financial Services
The Financial Services Authority, Britannia
4.8.2011
Leaders Asset Management
Finanstilsynet, Tanska
3.8.2011
Fairvesta
Kyodo Securities
Satori Group
L'Autorité des marchés financiers, Ranska
3.8.2011
Ace EU Markets
Blue Sky Management
Capstone Financial Group UK
Hewitt & Stern
The Financial Services Authority, Britannia
2.8.2011
Mount Vernon Equities Inc.
The Financial Services Authority, Britannia
1.8.2011
Greyson Consulting Group
Madison Avenue Mergers & Acquisitions
867 Madison Avenue
The Financial Services Authority, Britannia
1.8.2011
Mrcadivisas Internacional, S.A.
Quatermaan Brothers Gestión, S.L.
Red House Capital Partners, S.L.
Comisión Nacional del Mercado de Valores, Espanja
30.7.2011
CEEM Central & Eastern European Markets Asset Management
Donaldson and Turner Ltd.
Forextradingservice AG Ltd.
World Trade Institute
The Austrian Financial Market Authority (FMA), Itävalta
29.7.2011
Crawford & Knight
The Financial Services Authority, Britannia
29.7.2011
Mundial Securities
NAB Securities, Inc.
Finanstilsynet, Norja
28.7.2011
Allendale Financial Services Limited 1959 (AFSL)
Cristos Investments SA
Manor Financial Management
The Financial Services Authority, Britannia
27.7.2011
Butler Investment Managers
First Investment International Funds Plc
Global Investment Group
The Financial Services Authority, Britannia
26.7.2011
Belgrave Capital Management
Peak Power Direct
The Financial Services Authority, Britannia
19.7.2011
Richard Davies Investors Limited
SVL Asset Management
The Financial Services Authority, Britannia
18.7.2011
Business Castle Fenix, S.L.
Mercadia Asesores, S.A.
Search Profit Corporation, S.L.U.
The Roiet Trading
Comisión Nacional del Mercado de Valores, Espanja
18.7.2011
ATM Capital
Sunway International
Finanstilsynet, Norja
14.7.2011
Lantau International
Moretti Associates
Financial Services and Markets Authority, Belgia
14.7.2011
Best Select Finanz
Brentwood Capital Ventures
The Financial Services Authority, Britannia
14.7.2011
Delta West Financial Management
SGS Consultants Limited
Finanstilsynet, Norja
13.7.2011
Axa Rosenberg Investment Management Ltd
Global One International
Miller & Parker Consulting Group
The Financial Services Authority, Britannia
7.7.2011
R.A. Lafferty Inc
The Financial Services Authority, Britannia
6.7.2011
International Regulation Services
Invesco Perpetual – Invesco Gold & Precious Metals Fund
The Financial Services Authority, Britannia
5.7.2011
Johnson & Sterling Consultancy Services
Peregrine International Consulting Group
The Financial Services Authority, Britannia
4.7.2011
Fin-Svetovanje d. o. o.
Securites Market Agency, Slovenia
1.7.2011
FG Solutions International (Fortis Global Solutions International)
Financial Services Regulatory Authority of Belgium (FSRAB)
Financial Services and Markets Authority, Belgia
30.6.2011
AZ Markets
Corporate One Asset Management
The Financial Services Authority, Britannia
29.6.2011
Cayo Flow Capital
The Cyprus Securities and Exchange Commission, Kypros
29.6.2011
Lantau Goldwell
Finanstilsynet, Tanska
28.6.2011
BvB Development SA
Banking, Finance and Insurance Commission, Belgia
28.6.2011
Columbia Direct Corp
Globalbanc Financial Services Limited
The Financial Services Authority, Britannia
24.6.2011
Trafalgar International
Banking, Finance and Insurance Commission, Belgia
24.6.2011
Leggmason Investors Asset Managers plc
The Financial Services Authority, Britannia
23.6.2011
DC Financial
Werner Group International
Yoshida Corp.
Finansinspektionen, Ruotsi
23.6.2011
Eagle Star International Services Ltd
The Financial Services Authority, Britannia
22.6.2011
Blackbird Leys Credit Union Ltd
Blackstone
Broche Capital Advisors
Epicon Financial
The Financial Services Authority, Britannia
21.6.2011
Magnis Global
Finanstilsynet, Tanska
20.6.2011
Corporate One Asset Managment
Finansinspektionen, Ruotsi
20.6.2011
First Initial Asset Management
The Financial Services Authority, Britannia
17.6.2011
Hesketh Leihner and Beijing Futures Exchange, BFEX
Finansinspektionen, Ruotsi
17.6.2011
Apex Holdings
Evolution Securities
Progress Advisors LLC
The Financial Services Authority, Britannia
16.6.2011
Adaptis Group - Insurance Broker & Finance SPRL
Guardian Creative Tax Planners and of Guardian International Ltd
Banking, Finance and Insurance Commission, Belgia
16.6.2011
Interdealer Brokers (IDB)
Square Mile Finance
The Financial Services Authority, Britannia
15.6.2011
Invesco Perpetual
The Financial Services Authority, Britannia
14.6.2011
BOLERO BPO LLC
Wolf Investment Solutions
The Financial Services Authority, Britannia
13.6.2011
Atlantic International Partnership
Marcus & Company Inc.
Shengtai Group
Kredittilsynet, Norja
13.6.2011
LEK Consulting Group
Sanford C. Bernstein Limited
The Financial Services Authority, Britannia
10.6.2011
Mercier and Clark
L'Autorité des marchés financiers, Ranska
10.6.2011
Panmure Gordon & Co
The Financial Services Authority, Britannia
10.6.2011
New York Global Group, Inc.
SGS Consultants Limited
Finansinspektionen, Ruotsi
10.6.2011
Plaza-Capital Ltd
The Cyprus Securities and Exchange Commission, Kypros
10.6.2011
Prestige Property Portfolio
Banking, Finance and Insurance Commission, Belgia
9.6.2011
JLS Capital Group
The Financial Services Authority, Britannia
8.6.2011
Bridport Advisory
The Financial Services Authority, Britannia
8.6.2011
Courtney Brown Group
Ryhat Establishment Investment Trust
(or Ryhat-Trust, Ryhat Investment Banking)
The Commission de Surveillance du Secteur Financier, Luxemburg
7.6.2011
Reliance Asset Management Ltd
Finansinspektionen, Ruotsi
7.6.2011
Crossley Acquisitions
The Lightman Associates
The Financial Services Authority, Britannia
6.6.2011
Baker & Higgs Asset Management
Strategic Private Equity Group
The Austrian Financial Market Authority (FMA), Itävalta
6.6.2011
Courtney Brown Group
The Financial Services Authority, Britannia
3.6.2011
Futuro Financial (Japan)
Tortola Capital (Hungary,
The Bahamas, British Virgin Islands, Hong Kong & Belgium)
The Austrian Financial Market Authority (FMA), Itävalta
3.6.2011
Citi Capital Partnership
Europa Financial Group
Europa Capital Group
SVM Ireland
The Financial Services Authority, Britannia
3.6.2011
Panmure Gordon & Co
SPS Investments GmbH
The Financial Services Authority, Britannia
1.6.2011
Asset Restoration Facility
The Financial Services Authority, Britannia
1.6.2011
International Bureau Trade Commission
Strategic Management, Inc.
Finansinspektionen, Ruotsi
31.5.2011
Octagon Financial Group
The Financial Services Authority, Britannia
30.5.2011
Apex Holdings Ltd
Delta West Financial Management
Marcus & Company Inc.
Magnis Global
Finansinspektionen, Ruotsi
27.5.2011
First Inc Ltd
Kredittilsynet, Norja
26.5.2011
CDV Investments (Europe)
The Austrian Financial Market Authority (FMA), Itävalta
26.5.2011
Goldberg & Decadenet
The Financial Services Authority, Britannia
25.5.2011
Syndicated Wealth Group
William Smith and Comopany
The Austrian Financial Market Authority (FMA), Itävalta
24.5.2011
Drexel Lambert Mergers and Acquisitions
The Financial Services Authority, Britannia
23.5.2011
Landen Options and Futures
Banking, Finance and Insurance Commission, Belgia
23.5.2011
Clayton Pressman Ivy International
Escrow Advisory Group/Escrow Advisory Ltd
RDS Commodities
The Financial Services Authority, Britannia
20.5.2011
Berkeley Capital Finance/
Berkeley Finance Group
The Financial Services Authority, Britannia
19.5.2011
Lyndon Pearce
The Financial Services Authority, Britannia
18.5.2011
Zenith Bank Credit Services
The Financial Services Authority, Britannia
16.5.2011
Trendex Research UK
The Financial Services Authority, Britannia
16.5.2011
Wolf Investment Solutions
Kredittilsynet, Norja
17.5.2011
Close Capital Investments
Elite Independent Financial Advisers
The Financial Services Authority, Britannia
12.5.2011
Capital Invest Trading
Gordon Group Services
Hardwicke Advisory
The Financial Services Authority, Britannia
11.5.2011
www.ikkotrader.com
www.optionfair.com
www.optionbit.com
www.traderxp.com
www.24option.com
www.option10.com
www.ufxbank.com
www.winoptions.com
www.excitingmarkets.com
www.marketpunter.com
L'Autorité des marchés financiers, Ranska
11.5.2011
Roiet Trading
The Commission de Surveillance du Secteur Financier, Luxemburg
11.5.2011
Apex Stock Transfer Inc.
The Financial Services Authority, Britannia
10.5.2011
Green Plants Investment Management Ltd
Malta Financial Services Authority, Malta
10.5.2011
Altanus Limited (Swiss Money Report)
Mitsui Holdings
Kredittilsynet, Norja
10.5.2011
Brachmann Inter Dealer
Elite EEA Investment Portfolio
The Financial Services Authority, Britannia
9.5.2011
Wolf Investment Solutions
Finansinspektionen, Ruotsi
6.5.2011
Lantau International
The Austrian Financial Market Authority (FMA), Itävalta
5.5.2011
iTaxation Corporation Ltd
Mercier and Clark Partners
The Financial Services Authority, Britannia
4.5.2011
Worldwide Risk Consultants
The Financial Services Authority, Britannia
3.5.2011
Cartwright Investment Group
International Investor Commission
The Financial Services Authority, Britannia
3.5.2011
Dynamic Wealth Management
Geneve Invest
L'Autorité des marchés financiers, Ranska
29.4.2011
Guardian International
Kredittilsynet, Norja
28.4.2011
Charles Schwartz International
Chesterfield Ltd
The Financial Services Authority, Britannia
27.4.2011
Shaffer Lienhard and Beijing Mercantile Exchange, BEMEX
Finansinspektionen, Ruotsi
27.4.2011
Brookes & Associates
Broompark Investments Ltd
WESTBOROUGH LLC
The Financial Services Authority, Britannia
26.4.2011
Connelly Peterson Ltd
Finansinspektionen, Ruotsi
26.4.2011
Kapital Pool 2010 CP2010 Ltd
The Austrian Financial Market Authority (FMA), Itävalta
26.4.2011
Greengate Advisors
Macintyre Schaffer
Securities Trading Commission
The Financial Services Authority, Britannia
21.4.2011
Abberley Capital
The Financial Services Authority, Britannia
20.4.2011
Shaffer-Lienhard
Finanstilsynet, Tanska
19.4.2011
Excelsus Business Services
Lantau International
Moretti Associates
Kredittilsynet, Norja
19.4.2011
Distressed Acquisitions Commission
The Financial Services Authority, Britannia
18.4.2011
4usignals.com
The Cyprus Securities and Exchange Commission, Kypros
18.4.2011
Barvetii Wealth Consultants
Ovannis Capital
Comisión Nacional del Mercado de Valores, Espanja
18.4.2011
Edgelake Mergers & Acquisitions
Jefferson Brookes
The Financial Services Authority, Britannia
15.4.2011
Commonwealth Alliance Corporation
Wilkinson Bennings Securities
New Outlook Management Group
Finansinspektionen, Ruotsi
14.4.2011
Thomas Anderson Advisory
The Financial Services Authority, Britannia
13.4.2011
Cromwell and Goodwin
Global World Acquisitions
William Campbell Company
The Financial Services Authority, Britannia
12.4.2011
Hamilton House International
Madison Advisory Group
St. James Wealth
Weizmann & Young
The Financial Services Authority, Britannia
12.4.2011
Williams Corporation Ltd
The Austrian Financial Market Authority (FMA), Itävalta
11.4.2011
Advance Partners LLC
Baker & Higgs Asset Management
Woodward Gordon Capital International
Finansinspektionen, Ruotsi
8.4.2011
Bank Sewell & Raydell
TradeLikeTom
The Commission de Surveillance du Secteur Financier, Luxemburg
8.4.2011
Bolsarentable Asesores Financieros
Comisión Nacional del Mercado de Valores, Espanja
8.4.2011
Bank Sewell & Raydell
The Commission de Surveillance du Secteur Financier, Luxemburg
7.4.2011
TradeLikeTom
The Commission de Surveillance du Secteur Financier, Luxemburg
7.4.2011
Global Lifestyle Group S.A.
JSM Financial
The Austrian Financial Market Authority (FMA), Itävalta
6.4.2011
Omnivest Ltd
The Cyprus Securities and Exchange Commission, Kypros
6.4.2011
Black Swan Wealth Management
GMM Equity Holding
NC Advisry Ltd
TPG Securities
Starke Wealth Management
Walker Bryan Securities
Wolfgang Investment Group
The Financial Services Authority, Britannia
5.4.2011
Eastman Asset Management
Finansinspektionen, Ruotsi
4.4.2011
Bellfield Internacional España, S.L.
Comisión Nacional del Mercado de Valores, Espanja
29.3.2011
Assure.se
Finansinspektionen, Ruotsi
29.3.2011
Parker & Boyd
Sandford Hale & Co.
Rosenthal & Goldberg Associates
The Austrian Financial Market Authority (FMA), Itävalta
25.3.2011
CDV Investments
The Financial Services Authority, Britannia
24.3.2011
Impact Finance
Kredittilsynet, Norja
23.3.2011
Electronic Money Inc.
Ruben Katz Company Ltd
The Cyprus Securities and Exchange Commission, Kypros
22.3.2011
Proyectalia Grupo Empresarial, S.L.
Comisión Nacional del Mercado de Valores, Espanja
22.3.2011
Luremo BVBA
Banking, Finance and Insurance Commission, Belgia
22.3.2011
Harris James Associates
The Financial Services Authority, Britannia
21.3.2011
Boesch Haufmann Asset Management Inc.
Breisach Liebman and Kyoto Mercantile Exchange
Delap Capital Services
KMEX
Swiss Corp. International
Finansinspektionen, Ruotsi
18.3.2011
Prime Acquisitions Group, Inc.
Santander Investment Securities Group
Syndicated Wealth Group
Finansinspektionen, Ruotsi
18.3.2011
International Board of Mergers and Acquisitions
Mayfair Capital Investments
The Financial Services Authority, Britannia
17.3.2011
Beijing Management Corporation
Finanstilsynet, Tanska
16.3.2011
Rosenthal & Goldberg Associates
Sternwood Business Services
Windgate Security Management
Finansinspektionen, Ruotsi
16.3.2011
B Gold International LLC
Cooper Company Management
HVC Asset Management Limited
HVC Securities Limited
Hypo Venture Capital
Price Webb Associates
Rattenbury Group
Walter Parker Group
The Financial Services Authority, Britannia
15.3.2011
Mathisen Financial
The Financial Services Authority, Britannia
15.3.2011
Raisino Holdings Ltd
The Cyprus Securities and Exchange Commission, Kypros
14.3.2011
Independent Private Consultants
Lombard Grand Financials
The Financial Services Authority, Britannia
11.3.2011
Alliance Investment Group
The Financial Services Authority, Britannia
10.3.2011
Abbotts Investment Group
Lexington Direct
Occidental Capital Partners
Rayburn Watson and Associates
William Smith and Company
The Financial Services Authority, Britannia
10.3.2011
ALTANUS Limited
L'Autorité des marchés financiers, Ranska
9.3.2011
Moretti Associates
Finanstilsynet, Tanska
9.3.2011
Allianz Global Investors Fund
The Financial Services Authority, Britannia
7.3.2011
Fiss Finance
Securites Market Agency, Slovenia
4.3.2011
HELLAS FINANCIAL SERVICES
Hellenic Capital Market Commission, Kreikka
4.3.2011
Bryant Shaw LLC
Global Equity Partners/GE Partners
Ideal Merger Group
The Financial Services Authority, Britannia
2.3.2011
Standard Hokori Group
Steiner Haus Capital
UTC International Services
The Financial Services Authority, Britannia
1.3.2011
Diversified Portfolio Management Invest
The Financial Services Authority, Britannia
1.3.2011
Unique Asset LLC, Hong Kong Exchanges and Clearing Limited
The Austrian Financial Market Authority (FMA), Itävalta
28.2.2011
American Taxation
Anderson Goldstein
Hoxton Associates
Inter-Citi Capital
Intergrated Investment Group
Invest Direct Group
Trinity Options and Futures Group
The Financial Services Authority, Britannia
28.2.2011
Moretti Associates
The Austrian Financial Market Authority (FMA), Itävalta
28.2.2011
Groen Belang
The Netherlands Authority for the Financial Markets (AFM), Hollanti
25.2.2011
Edgelake M&A
Standard Hokori Group
Virtual Trade. Inc
Finansinspektionen, Ruotsi
25.2.2011
Black Rose Financial
Brooks and Hawthorne Consulting Ltd
New Waterford Ltd
Summit Holdings
The Financial Services Authority, Britannia
22.2.2011
Option10
The Cyprus Securities and Exchange Commission, Kypros
21.2.2011
Ideal Merger Group
Finansinspektionen, Ruotsi
21.2.2011
MARBLE ART INVEST
L'Autorité des marchés financiers, Ranska
21.2.2011
ABC Finance
Asset Trust Management
Axis Corporate Finance
Berrscott, Elliott & Associates
M S Global
Orion International Trading Inc
Stanton Goldstein
The Financial Services Authority, Britannia
18.2.2011
Barbell Duh, S.L.
Close On, S.L.
Dealers Quality Consulting, S.L.
Iberia Securities
Información Qualificada Bolsa, S.L.
Jorge Rafael Calderón Zamanillo
Trading Bolsa, S.L.
Travel Rule, S.L.
Comisión Nacional del Mercado de Valores, Espanja
16.2.2011
Sandford Hale & Co.
Finanstilsynet, Tanska
16.2.2011
FXOpen Investments Inc
. The Cyprus Securities and Exchange Commission, Kypros
15.2.2011
Pesmir Trading, S.A.
Comisión Nacional del Mercado de Valores, Espanja
15.2.2011
Pan Asia Brokers & Consultants Ltd
The Cyprus Securities and Exchange Commission, Kypros
15.2.2011
Camelot Advisors Immobilien
Finanstilsynet, Tanska
14.2.2011
John Windsor and Associates
The Financial Services Authority, Britannia
14.2.2011
Kyodo Securities
Kredittilsynet, Norja
11.2.2011
The Bank Street Securities/TBS Securities (United Kingdom)
Central Bank of Ireland
10.2.2011
B Gold International LLC/ BGOLDS
Finanstilsynet, Tanska
9.2.2011
Blue Gate Commodity Ventures
Finansinspektionen, Ruotsi
9.2.2011
Jacobson Group
Sidstone, Gray & Partners
The Financial Services Authority, Britannia
8.2.2011
Simpson Venture Limited
Finansinspektionen, Ruotsi
8.2.2011
International Stock Transfer Administration
Optis Group LLC.
RBEF Limited
The Financial Services Authority, Britannia
8.2.2011
Global Hedge Fund Group Ltd.
Worldwide Finance Marketing Services
The Austrian Financial Market Authority (FMA), Itävalta
7.2.2011
Vaughan Equities, LLC.
Finansinspektionen, Ruotsi
4.2.2011
Global Quest Consultancy Services, Inc.
Rattenbury Group
Finansinspektionen, Ruotsi
4.2.2011
New Century Capital
Swiss Group & Partner
The Austrian Financial Market Authority (FMA), Itävalta
4.2.2011
Spring Finance
Kredittilsynet, Norja
3.2.2011
Eaton Capital Americas
Kredittilsynet, Norja
3.2.2011
Vantage Equity
Via Vincenzo Monti
The Financial Services Authority, Britannia
2.2.2011
SeeWest Holdings Ltd
The Cyprus Securities and Exchange Commission, Kypros
2.2.2011
Energy Group International
Hardwicke Advisory
Kuala Lumpur Plaza
The Financial Services Authority, Britannia
1.2.2011
Black Rosse Financial
Hersh Edelman
Wheeler Asset Group
Finansinspektionen, Ruotsi
29.1.2011
Empresa Minera (Bergbau) AG
The Austrian Financial Market Authority (FMA), Itävalta
26.1.2011
Bellview Financial
Kredittilsynet, Norja
25.1.2011
Morgan Finch International
The Austrian Financial Market Authority (FMA), Itävalta
21.1.2011
Finicheck Plc
The Austrian Financial Market Authority (FMA), Itävalta
21.1.2011
Vivant Financial S.A.
The Commission de Surveillance du Secteur Financier, Luxemburg
17.1.2011
Western Global Capital Management
Finansinspektionen, Ruotsi
14.1.2011
Tramita Funds
Comisión Nacional del Mercado de Valores, Espanja
7.1.2011
Tranen Capital Ltd
Kredittilsynet, Norja
7.1.2011
Mancini Associates
Masters Financial Corporation
Kredittilsynet, Norja
7.1.2011
Dachser Global Markets
The Austrian Financial Market Authority (FMA), Itävalta
4.1.2011
Iiqua GbR
The Austrian Financial Market Authority (FMA), Itävalta
8.5.2012