| 29 April 2013 |
Taaleritehdas Fund Management Ltd fined for violation of Mutual Funds Act limitations on investment of assets Read more |
This decision on the administrative fine is not yet legally binding. The company has the right to appeal the decision of 24 April 2013 to the Market Court within 30 days of the company's receipt of notice of said decision.
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| 7 February 2013 |
Financial Supervisory Authority issues public warning to Ålandsbanken Abp. Read more |
No appeal against the decision on public warnig has been lodged, therefore the decision is legally binding. |
| 20 December 2012 |
By virtue of the Securities Markets Act, the Financial Supervisory Authority prohibits Vitalon Power Oy from continuing to market its share issue and orders the company to correct its marketing procedures. Read more (in Finnish) |
No appeal against the decision has been lodged, therefore the decision is legally binding. |
| 1 November 2012 |
Financial Supervisory Authority imposes an administrative fine on Optium Oy for non-compliance with the reporting obligation. Read more |
No appeal against the decisions to impose an administrative fine has been lodged, therefore the decision is legally binding.
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| 1 November 2012 |
Financial Supervisory Authority issues public warning to L-Fashion Group Oy's pension fund. Read more |
No appeal against the decision on public warnig has been lodged, therefore the decision is legally binding. |
| 27 September 2012 |
The Financial Supervisory Authority (FIN-FSA) has imposed three (3) administrative fines for failure to comply with the obligation to provide information. Read more |
The decisions are legally binding.
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| 31 August 2012 |
Financial Supervisory Authority issues public reprimand to savings bank Mietoisten Säästöpankki. Read more |
No appeal against the decision on public reprimand has been lodged, therefore the decision is legally binding. |
| 1.8.2012 |
Financial Supervisory Authority issues public reprimand to Eufex Fund Administration Ltd. Read more |
No appeal against the decision on public reprimand has been lodged, therefore the decision is legally binding. |
| 27.6.2012 |
The Financial Supervisory Authority has imposed seven (7) administrative fines for failure to comply with the obligation to provide information Read more |
No appeal against the decisions to impose an administrative fine has been lodged, therefore the decision is legally binding.
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| 20 June 2012 |
Financial Supervisory Authoirty issues public reprimand and imposes administrative fine on UB Securities Ltd. Read more |
No appeal against the decision on public reprimand or the decision to impose an administrative fine has been lodged, therefore the decision is legally binding. |
| 10 May 2012 |
Financial Supervisory Authority issues public warning to Tapiola Bank Ltd. Read more |
No appeal against the decision on public warnig has been lodged, therefore the decision is legally binding. |
| 20 April 2012 |
Pyhäselän Paikallisosuuspankki warned for breach of risk management requirements. Read more |
No appeal against the decision on public warnig has been lodged, therefore the decision is legally binding. |
| 28 February 2012 |
The Financial Supervisory Authority has issued FIM Asset Management Ltd an administrative fine for violation of the limitations on investment of assets laid down in the Mutual Funds Act. Read more |
No appeal against the decision to impose an administrative fine has been lodged, therefore the decision is legally binding.
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| 30 January 2012 |
The Financial Supervisory Authority has issued Power-Deriva Oy an administrative fine for failing to comply with obligation related to the keeping of insider registers. FIN-FSA decision (in Finnish) |
No appeal against the decision to impose an administrative fine has been lodged, therefore the decision is legally binding.
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| 12 October 2011 |
The Financial Supervisory Authority has issued a private person an administrative fine for breach of the obligation to report insider holdings. |
No appeal against the decision to impose an administrative fine has been lodged, therefore the decision is legally binding.
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| 7 September 2011 |
OP-Pohjola Group Central Cooperative reprimanded for failure to comply with the obligation to disclose major shareholdings and for the related lack of internal control. Read more |
No appeal against the decision on public reprimand has been lodged, therefore the decision is legally binding. |
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5 May 2011
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Bank of Åland Plc reprimanded for neglect of disclosure of periodic information. Read more |
No appeal against the decision on public reprimand has been lodged, therefore the decision is legally binding. |
| 5 May 2011 |
Incap Corporation reprimanded for neglect of the disclosure obligation as referred to in the EU Commission's Prospectus Regulation and the Securities Markets Act. Read more |
No appeal against the decision on public reprimand has been lodged, therefore the decision is legally binding. |
| 2 Feb 2011 |
Financial Supervisory Authority imposes four administrative fines for neglect of declaration of insider holdings. Read more |
No appeal against the decision to impose an administrative fine has been lodged, therefore the decision is legally binding.
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| 7 Dec 2010 |
SEB Enskilda Corporate Finance Oy Ab reprimanded for failing to comply with obligations related to the keeping of the company-specific insider register. Read more |
No appeal against the decision on public reprimand has been lodged, therefore the decision is legally binding. |
| 30 Sep 2010 |
Handelsbanken Mutual Fund Company Ltd issued an administrative fine for breach of mutual fund rules. Read more |
No appeal against the decision on administrative fine has been lodged, therefore the decision is legally binding.
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| 30 Sep 2010 |
Icecapital Securities Ltd publically reprimanded for failing to comply with obligations related to the keeping of insider registers. Read more |
No appeal against the decision on public reprimand has been lodged, therefore the decision is legally binding. |
| 2 Sep 2010 |
Honkarakenne Oyj publically reprimanded for failing to comply with regular disclosure requirements. Read more
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No appeal against the decision on public reprimand has been lodged, therefore the decision is legally binding. |
| 29 Mar 2010 |
Financial Supervisory authority withdraws Sofia Bank’s authorisation in order to safeguard depositor interests. Read more |
No appeal against the decision has been lodged, therefore the decision is legally binding. |
| 26 May 2009 |
FIN-FSA has issued a public reprimand to Danske Bank A/S Helsinki Branch for failure to disclose holdings. Read more |
No appeal against the decision on public reprimand has been lodged, therefore the decision is legally binding. |
| 8 Apr 2009 |
Public reprimand to Swedish Fundior AB for failure to comply with prospectus requirements. Read more
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No appeal against the decision on public reprimand has been lodged, therefore the decision is legally binding. |