| 10 May 2012 |
Financial Supervisory Authority issues public warning to Tapiola Bank Ltd. Read more |
The public warnig does not have legal force. The bank may appeal the decision of 8 May 2012 to the Helsinki Administrative Court within 30 days of receipt of notice of the desicion. |
| 20 April 2012 |
Pyhäselän Paikallisosuuspankki warned for breach of risk management requirements. Read more |
The public warnig does not have legal force. The bank may appeal the decision of 12 April 2012 to the Helsinki Administrative Court within 30 days of receipt of notice of the desicion. |
| 28 February 2012 |
The Financial Supervisory Authority has issued FIM Asset Management Ltd an administrative fine for violation of the limitations on investment of assets laid down in the Mutual Funds Act. Read more |
No appeal against the decision to impose an administrative fine has been lodged, therefore the decision is legally binding.
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| 30 January 2012 |
The Financial Supervisory Authority has issued Power-Deriva Oy an administrative fine for failing to comply with obligation related to the keeping of insider registers.  FIN-FSA decision  (in Finnish) |
No appeal against the decision to impose an administrative fine has been lodged, therefore the decision is legally binding.
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| 12 October 2011 |
The Financial Supervisory Authority has issued a private person an administrative fine for breach of the obligation to report insider holdings. |
No appeal against the decision to impose an administrative fine has been lodged, therefore the decision is legally binding.
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| 7 September 2011 |
OP-Pohjola Group Central Cooperative reprimanded for failure to comply with the obligation to disclose major shareholdings and for the related lack of internal control. Read more |
No appeal against the decision on public reprimand has been lodged, therefore the decision is legally binding. |
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5 May 2011
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Bank of Åland Plc reprimanded for neglect of disclosure of periodic information. Read more |
No appeal against the decision on public reprimand has been lodged, therefore the decision is legally binding. |
| 5 May 2011 |
Incap Corporation reprimanded for neglect of the disclosure obligation as referred to in the EU Commission's Prospectus Regulation and the Securities Markets Act. Read more |
No appeal against the decision on public reprimand has been lodged, therefore the decision is legally binding. |
| 2 Feb 2011 |
Financial Supervisory Authority imposes four administrative fines for neglect of declaration of insider holdings. Read more |
No appeal against the decision to impose an administrative fine has been lodged, therefore the decision is legally binding.
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| 7 Dec 2010 |
SEB Enskilda Corporate Finance Oy Ab reprimanded for failing to comply with obligations related to the keeping of the company-specific insider register. Read more |
No appeal against the decision on public reprimand has been lodged, therefore the decision is legally binding. |
| 30 Sep 2010 |
Handelsbanken Mutual Fund Company Ltd issued an administrative fine for breach of mutual fund rules. Read more |
No appeal against the decision on administrative fine has been lodged, therefore the decision is legally binding.
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| 30 Sep 2010 |
Icecapital Securities Ltd publically reprimanded for failing to comply with obligations related to the keeping of insider registers. Read more |
No appeal against the decision on public reprimand has been lodged, therefore the decision is legally binding. |
| 2 Sep 2010 |
Honkarakenne Oyj publically reprimanded for failing to comply with regular disclosure requirements. Read more
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No appeal against the decision on public reprimand has been lodged, therefore the decision is legally binding. |
| 29 Mar 2010 |
Financial Supervisory authority withdraws Sofia Bank’s authorisation in order to safeguard depositor interests. Read more |
No appeal against the decision has been lodged, therefore the decision is legally binding. |
| 13 Jul 2009 |
FIN-FSA issues a public reprimand to Jan Michael Streng for market manipulation. Read more |
No appeal against the decision on public reprimand has been lodged, therefore the decision is legally binding. |
| 26 May 2009 |
FIN-FSA has issued a public reprimand to Ahti Vilppula for failure to disclosure holdings. Read more |
No appeal against the decision on public reprimand has been lodged, therefore the decision is legally binding. |
| 26 May 2009 |
Erik von Ehrenheim issued public reprimand for breach of disclosure ban on inside information. Read more
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No appeal against the decision on public reprimand has been lodged, therefore the decision is legally binding. |
| 26 May 2009 |
FIN-FSA has issued a public reprimand to Danske Bank A/S Helsinki Branch for failure to disclose holdings. Read more |
No appeal against the decision on public reprimand has been lodged, therefore the decision is legally binding. |
| 8 Apr 2009 |
Public reprimand to Swedish Fundior AB for failure to comply with prospectus requirements. Read more
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No appeal against the decision on public reprimand has been lodged, therefore the decision is legally binding. |