Financial Supervisory Authority's requests for police investigation and administrative sanctions
|Requests for police investigation ||2||5||-||3||4||5||4||3||5||2||6|
|Public reprimands ||1||1||5||3||3||3||-||-||2||-||-|
|Public warnings ||-||1||-||-||-||3||2||2||-||2||5|
|Administrative fines ||-||14*||-||1 ||5||14||6||2||19||2||3|
* Figure has been corrected on 1 October 2013.
In 2017, FIN-FSA has made a total of 6 requests for police investigation, issued 5 public warnings and imposed 4 penalty payments and 3 administrative fines.
Investigations of cases related to securities market trading and disclosure obligation by Financial Supervisory
Total number of cases ||
|Abuse of inside information ||45||27||37||27||34||23||47||36||57*||47||59|
|Market manipulation ||5||11||17||11||23||35||28||23||40||31||24|
|Obligation to provide information ||12||12||16||25||16||23||17||18||24||24||11|
* Figures have been corrected on 10 October 2016.
In the course of 2017, FIN-FSA investigated a total of 96 cases related mainly to securities market trading and disclosure obligation. Total number of cases (2007–2017) refers to cases completed in the year concerned.
FIN-FSA has received from brokers 81 notifications of suspicious securities transactions or other suspected business operations. A total of 42 notifications have been received from Stock Exchange market supervision.
FIN-FSA has issued 13 requests for judicial assistance to supervisors regarding the supervision of securities market abuse, and also received 10 such requests.