| Appendix amended 2009-03-09 |
RA5.1 |
Standard on transaction reporting |
2007-11-01 |
|
Amended
2008-12-31
|
1.1 |
Standard on authorisations and notifications |
2006-06-01 |
| Amended 2008-12-31 |
1.4 |
Standard on assessment of fitness and propriety |
2007-07-01 |
| Amended 2008-12-31 |
2.2 |
Standard on marketing of financial services and financial instruments |
2006-10-01 |
| Amended 2008-12-31 |
2.4 |
Standard on customer identification and customer due diligence; Prevention of money laundering, terrorism financing and market abuse |
2005-09-01 |
| Amended 2008-12-31 |
RA1.4 |
Standard on reporting of fitness and propriety to the Financial Supervision Authority |
2007-07-01 |
| Amended 2008-12-31 |
RA3.1 |
Standard on submission of financial statement and accounting information for supervisory purposes |
2005-12-01 |
| 2008-12-16 |
4.4c |
Standard on management of market risk |
2009-04-01 |
| Amended 2008-12-16 |
4.1 |
Standard on internal control arrangements |
2003-07-01 |
| Amended 2008-12-09 |
5.2a |
Standard on securities offerings and listing |
2005-03-01 |
| Appendix 3 amended 2008-11-18 |
3.1 |
Standard on financial statements and management report |
|
| 2008-03-18 |
5.1 |
Standard on disclosure of periodic information |
2008-05-01 |
Amended
2008-01-08 |
5.2b |
Standard on disclosure obligation of the issuer and shareholder |
2005-03-01 |
| 2007-10-26 |
1.3 |
Standard on internal governance and organisation of activities |
2007-11-01 |
Amended
2007-10-26
|
2.1 |
Standard on code of conduct for the provision of financial services |
2006-08-01 |
| 2007-10-26 |
1.6 |
Standard on outsourcing arrangements |
2007-11-01 |
| 2007-10-26 |
RA1.6 |
Standard on notifications for outsourcing arrangements |
2007-11-01 |
Amended
2007-10-02
|
RA4.2 |
Standard on reporting of operational risk events
|
2005-01-01
|
| Amended 2007-09-18 |
4.4b
|
Standard on management of operational risk |
2005-01-01
|
| 2006-12-01 |
4.2 |
Standard on internal capital adequacy assessment process ICAAP |
2007-03-01 |
| 2006-05-09 |
RA1.2 |
Acquisition of controlling interest in undertakings authorised in non-EEA states |
2006-06-01 |
| 2006-05-02 |
RA1.1 |
Standard on reporting of intra-group transactions |
2006-06-01 |
| 2006-04-18 |
2.3 |
Standard on financial services agreements |
2006-06-01 |
| 2006-02-01 |
RA4.6 |
Reporting of non-performing and zero-interest assets |
2006-04-01 |
| 2005-09-20 |
5.5
|
Standard on investment recommendations and accepted market practices |
2005-10-01 |
| 2005-08-16 |
5.3 |
Standard on declarations of insider holdings and insider registers.
Please note that this version does not include the amendments which entered into force on 1 May 2008.
|
2005-09-01 |
Amended
2005-06-14 |
1.5 |
Standard on supervision of financial and insurance conglomerates |
2005-06-30 |
| 2005-06-10 |
RA2.1
|
Standard on notification of suspicious securities transactions and other suspect transactions |
2005-09-01 |
Amended
2005-05-17 |
RA4.1 |
Standard on reporting of large exposures |
2003-09-30
|
| 2005-02-08 |
RA4.5 |
Standard on reporting of interest rate risk |
2005-04-01 |
| 2005-02-08 |
RA4.7 |
Standard on reporting of liquidity risk |
2005-04-01 |
| 2004-10-19 |
5.2c |
Standard on takeover bids and mandatory bids.
NB The Standard has not yet been updated to correspond with the changes of 1 July 2006 in the Securities Markets Act. |
2005-03-01 |
| 2004-10-07 |
RA4.3 |
Standard on reporting of information on mutual funds |
2004-10-31 |
|
2004-05-25
|
4.4a
|
Standard on management of credit risk
|
2005-01-01
|
|
2000-10-03
|
 101.6 
|
Guideline on the supervision by the Financial Supervision Authority of changes in the ownership of credit institutions
Appendix
|
2000-11-01
|
|
1999-11-30
|
105.2
|
Regulation on the reporting of shares and real estate held by credit institutions and their consolidation groups
Appendix 1 , Appendix 2 , Appendix 3
|
1999-12-31
|
|
1998-07-01
|
107.1
|
Regulation on auditors' reports
|
1998-09-01
|
|
1998-07-01
|
107.3
|
Guideline on supervising the independence of auditors anddeputy auditors of credit institutions and their subsidiaries
Appendix
|
1998-09-01
|
|
1998-06-16
|
203.29
|
Regulation on reporting of undertakings belonging to a consolidation group and a group
Appendix
|
1998-08-01
|
|
1998-06-10
|
106.4
|
Guideline on applying for exemption from the provisions concerning the extent of consolidation groups and consolidated accounts.
As regards the scope of consolidated financial statements, the guideline is rendered obsolete by standard 3.1 starting from 1 December 2005.
|
1998-06-30
|
|
1998-06-10
|
203.25
|
Guideline on applying for exemption from the provisions concerning the extent of consolidation groups and consolidated accounts
|
1998-06-30
|
|
1996-10-30
|
203.17
|
Regulation on written reporting on the fitness and propriety of owners, directors and managers in connection with changes.
From the 1 July 2007 the regulation is rendered obsolete by standard 1.4 Assessment of fitness and propriety , except for provisions concerning owners. More detailed provisions on owners will be given in the forthcoming standard on owner control.
|
1996-12-01
|
|
1996-08-21
|
105.10
|
Regulation on reporting of undertakings belonging to a consolidation group and a group
Appendix
|
1996-09-30
|
|
1996-07-16
|
203.15
|
Regulation on the reporting of voting rights and qualifying holdings
|
1996-09-01
|
|
1996-01-16
|
103.11
|
Guideline on asset transfer and securitisation
Appendix .
From 1 March 2007, the Guideline's sections on the solvency ratio requirement and calculation of the solvency ratio have been abrogated by Standard 4.3h (in Finnish).
|
1996-05-01
|
|
1994-01-14
|
107.2
|
Guideline on a supervisory board's duty to hear auditors and internal auditors
|
1994-02-14
|
|
1994-01-14
|
202.3
|
Regulation on the delivery to the Financial Supervision Authority of annual accounts, interim reports and auditors' reports by stock exchanges and associations of securities intermediaries.
From the 1 December 2005 the regulation is in part (sections Documents comprising annual accounts and Interim reports) rendered obsolete by standard RA3.1 Submission of financial statement and accounting information for supervisory purposes
|
1994-02-14
|
|
1994-01-14
|
202.7
|
Regulation on the delivery of interim reports and auditors' reports by options corporations to the Financial Supervision Authority.
From the 1 December 2005 the regulation is in part (section on interim reports) rendered obsolete by standard
RA3.1 Submission of financial statement and accounting information for supervisory purposes
|
1994-02-14
|