| Amended 2011-04-28 |
RA5.1 |
Standard on transaction reporting |
2007-11-01 |
| Amended 2011-02-21 |
RA4.7 |
Standard on reporting of liquidity riks |
2005-04-01 |
| Amended 2011-02-21 |
RA4.6 |
Reporting of non-performing and zero-interest assets |
2006-04-01 |
| Amended 2011-02-21 |
RA4.5 |
Reporting of interest rate risk |
2005-04-01 |
| Amended 2011-02-21 |
RA3.1 |
Standard on submission of financial statement and accounting information for supervisory purposes |
2005-12-01 |
| 2010-12-09 |
4.4d |
Management of liquidity risk |
2010-12-31 |
Amended
2010-11-09 |
5.2b |
Disclosure of obligation of the issuer and shareholder |
2005-03-01 |
Amended
2010-10-12 |
4.4b |
Management of operational risk |
2004-05-25 |
| 2010-06-22 |
2.4 |
Customer identification and customer due diligence |
2009-09-01 |
Amended
2010-06-22 |
RA2.1 |
Notification of suspicious securities transactions and other suspect transactions |
2005-09-01 |
Amended
2009-11-10 |
5.1 |
Standard on disclosure of periodic information |
2008-05-01 |
Amended
2009-09-22 |
5.3 |
Declarations of insider holdings and insider registers |
2005-09-01 |
|
Amended
2008-12-31
|
1.1 |
Standard on authorisations and notifications |
2006-06-01 |
| Amended 2008-12-31 |
1.4 |
Standard on assessment of fitness and propriety |
2007-07-01 |
| Amended 2008-12-31 |
2.2 |
Standard on marketing of financial services and financial instruments |
2006-10-01 |
| Amended 2008-12-31 |
RA1.4 |
Standard on reporting of fitness and propriety to the Financial Supervision Authority |
2007-07-01 |
| 2008-12-16 |
4.4c |
Standard on management of market risk |
2009-04-01 |
| Amended 2008-12-16 |
4.1 |
Standard on internal control arrangements |
2003-07-01 |
| Amended 2008-12-09 |
5.2a |
Standard on securities offerings and listing |
2005-03-01 |
| Appendix 3 amended 2008-11-18 |
3.1 |
Standard on financial statements and management report |
2005-12-01 |
| 2007-10-26 |
1.3 |
Standard on internal governance and organisation of activities |
2007-11-01 |
Amended
2007-10-26
|
2.1 |
Standard on code of conduct for the provision of financial services |
2006-08-01 |
Amended
2007-10-02
|
RA4.2 |
Standard on reporting of operational risk events
|
2005-01-01
|
| 2006-12-01 |
4.2 |
Standard on internal capital adequacy assessment process ICAAP |
2007-03-01 |
| 2006-05-09 |
RA1.2 |
Acquisition of controlling interest in undertakings authorised in non-EEA states |
2006-06-01 |
| 2006-05-02 |
RA1.1 |
Standard on reporting of intra-group transactions |
2006-06-01 |
| 2006-04-18 |
2.3 |
Standard on financial services agreements |
2006-06-01 |
| 2005-09-20 |
5.5
|
Standard on investment recommendations and accepted market practices |
2005-10-01 |
Amended
2005-06-14 |
1.5 |
Standard on supervision of financial and insurance conglomerates |
2005-06-30 |
Amended
2005-05-17 |
RA4.1 |
Standard on reporting of large exposures |
2003-09-30
|
| 2004-10-19 |
5.2c |
Standard on takeover bids and mandatory bids.
NB The Standard has not yet been updated to correspond with the changes of 1 July 2006 in the Securities Markets Act. |
2005-03-01 |
| 2004-10-07 |
RA4.3 |
Standard on reporting of information on mutual funds |
2004-10-31 |
|
2004-05-25
|
4.4a
|
Standard on management of credit risk
|
2005-01-01
|
|
1999-11-30
|
 105.2 
|
Regulation on the reporting of shares and real estate held by credit institutions and their consolidation groups
Appendix 1 , Appendix 2 , Appendix 3
|
1999-12-31
|
|
1998-07-01
|
107.1
|
Regulation on auditors' reports
|
1998-09-01
|
|
1998-07-01
|
107.3
|
Guideline on supervising the independence of auditors anddeputy auditors of credit institutions and their subsidiaries
Appendix
|
1998-09-01
|
|
1998-06-16
|
203.29
|
Regulation on reporting of undertakings belonging to a consolidation group and a group
Appendix
|
1998-08-01
|
|
1998-06-10
|
106.4
|
Guideline on applying for exemption from the provisions concerning the extent of consolidation groups and consolidated accounts.
As regards the scope of consolidated financial statements, the guideline is rendered obsolete by standard 3.1 starting from 1 December 2005.
|
1998-06-30
|
|
1998-06-10
|
203.25
|
Guideline on applying for exemption from the provisions concerning the extent of consolidation groups and consolidated accounts
|
1998-06-30
|
|
1996-08-21
|
105.10
|
Regulation on reporting of undertakings belonging to a consolidation group and a group
Appendix
|
1996-09-30
|
|
1996-01-16
|
103.11
|
Guideline on asset transfer and securitisation
Appendix .
From 1 March 2007, the Guideline's sections on the solvency ratio requirement and calculation of the solvency ratio have been abrogated by Standard 4.3h (in Finnish).
|
1996-05-01
|
|
1994-01-14
|
107.2
|
Guideline on a supervisory board's duty to hear auditors and internal auditors
|
1994-02-14
|
|
1994-01-14
|
202.3
|
Regulation on the delivery to the Financial Supervision Authority of annual accounts, interim reports and auditors' reports by stock exchanges and associations of securities intermediaries.
From the 1 December 2005 the regulation is in part (sections Documents comprising annual accounts and Interim reports) rendered obsolete by standard RA3.1 Submission of financial statement and accounting information for supervisory purposes
|
1994-02-14
|
|
1994-01-14
|
202.7
|
Regulation on the delivery of interim reports and auditors' reports by options corporations to the Financial Supervision Authority.
From the 1 December 2005 the regulation is in part (section on interim reports) rendered obsolete by standard
RA3.1 Submission of financial statement and accounting information for supervisory purposes
|
1994-02-14
|