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Standards by date of issue
| Amended 2011-04-28 |
RA5.1 |
Standard on transaction reporting |
2007-11-01 |
| Amended 2011-02-21 |
RA4.7 |
Standard on reporting of liquidity riks |
2005-04-01 |
| Amended 2011-02-21 |
RA4.6 |
Reporting of non-performing and zero-interest assets |
2006-04-01 |
| Amended 2011-02-21 |
RA4.5 |
Reporting of interest rate risk |
2005-04-01 |
| 2010-12-09 |
4.4d |
Management of liquidity risk |
2010-12-31 |
Amended
2010-11-09 |
5.2b |
Disclosure of obligation of the issuer and shareholder |
2005-03-01 |
Amended
2010-10-12 |
4.4b |
Management of operational risk |
2004-05-25 |
| 2010-06-22 |
2.4 |
Customer identification and customer due diligence |
2009-09-01 |
Amended
2010-06-22 |
RA2.1 |
Notification of suspicious securities transactions and other suspect transactions |
2005-09-01 |
Amended
2009-11-10 |
5.1 |
Standard on disclosure of periodic information |
2008-05-01 |
Amended
2009-09-22 |
5.3 |
Declarations of insider holdings and insider registers |
2005-09-01 |
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Amended
2008-12-31
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1.1 |
Standard on authorisations and notifications |
2006-06-01 |
| Amended 2008-12-31 |
1.4 |
Standard on assessment of fitness and propriety |
2007-07-01 |
| Amended 2008-12-31 |
2.2 |
Standard on marketing of financial services and financial instruments |
2006-10-01 |
| Amended 2008-12-31 |
RA1.4 |
Standard on reporting of fitness and propriety to the Financial Supervision Authority |
2007-07-01 |
| 2008-12-16 |
4.4c |
Standard on management of market risk |
2009-04-01 |
| Amended 2008-12-16 |
4.1 |
Standard on internal control arrangements |
2003-07-01 |
| Amended 2008-12-09 |
5.2a |
Standard on securities offerings and listing |
2005-03-01 |
| 2007-10-26 |
1.3 |
Standard on internal governance and organisation of activities |
2007-11-01 |
Amended
2007-10-26
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2.1 |
Standard on code of conduct for the provision of financial services |
2006-08-01 |
Amended
2007-10-02
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RA4.2 |
Standard on reporting of operational risk events
|
2005-01-01
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| 2006-12-01 |
4.2 |
Standard on internal capital adequacy assessment process ICAAP |
2007-03-01 |
| 2006-05-09 |
RA1.2 |
Acquisition of controlling interest in undertakings authorised in non-EEA states |
2006-06-01 |
| 2006-05-02 |
RA1.1 |
Standard on reporting of intra-group transactions |
2006-06-01 |
| 2006-04-18 |
2.3 |
Standard on financial services agreements |
2006-06-01 |
| 2005-09-20 |
5.5
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Standard on investment recommendations and accepted market practices |
2005-10-01 |
Amended
2005-06-14 |
1.5 |
Standard on supervision of financial and insurance conglomerates |
2005-06-30 |
Amended
2005-05-17 |
RA4.1 |
Standard on reporting of large exposures |
2003-09-30
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| 2004-10-19 |
5.2c |
Standard on takeover bids and mandatory bids.
NB The Standard has not yet been updated to correspond with the changes of 1 July 2006 in the Securities Markets Act. |
2005-03-01 |
| 2004-10-07 |
RA4.3 |
Standard on reporting of information on mutual funds |
2004-10-31 |
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2004-05-25
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4.4a
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Standard on management of credit risk
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2005-01-01
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1999-11-30
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 105.2 
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Regulation on the reporting of shares and real estate held by credit institutions and their consolidation groups
Appendix 1 , Appendix 2 , Appendix 3
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1999-12-31
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