Regulations and guidelines concerning securities markets 

Please note that the English versions are unofficials translations. Only the Finnish and Swedish versions of the FIN-FSA's regulations and guidelines are legally binding.

20 Securities markets

202 Market places

 202.3 Regulation on the delivery to the Financial Supervision Authority of annual accounts, interim reports and auditors' reports by stock exchanges and associations of securities intermediaries, valid from 14 February 1994.

 202.7 Regulation on the delivery of interim reports and auditors' reports by options corporations to the Financial Supervision Authority, valid from 14 February 1994.

203 Investment firms

203.12 Regulation on submission of auditors' reports and annual accounts documents, valid from 1 February 1998

  • Available in Finnish and Swedish  

203.20 General guideline on consolidated supervision, valid from 1 July 1998

  • Available in Finnish and Swedish

 203.25  Guideline on applying for exemption from the provisions concerning the extent of consolidation groups and consolidated accounts, valid from 30 June 1998

 203.29 Regulation on reporting of undertakings belonging to a consolidation group and a group, valid from 1 August 1998
 Appendix : Instructions on reporting electronically undertakings belonging to a consolidation group and a group and other separately mentioned undertakings

206 Book-entry securities system

206.2 Regulation on the submission of the annual accounts, interim reports and auditors' reports of the securities association, the central share register of Finland co-operative and book-entry registrars to the Financial Supervision Authority, valid from 1 February 1998

  • Available in Finnish and Swedish

12 October 2011