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Supervisory measures
On this page, FIN-FSA publishes its administrative sanctions and supervisory measures.
| 12 October 2011 |
The Financial Supervisory Authority has issued a private person an administrative fine for breach of the obligation to report insider holdings. |
This decision does not have legal force and may be appealed to the Helsinki Administrative Court within 30 days of receipt of notice of the decision. |
| 7 September 2011 |
OP-Pohjola Group Central Cooperative reprimanded for failure to comply with the obligation to disclose major shareholdings and for the related lack of internal control. Read more |
No appeal against the decision on public reprimand has been lodged, therefore the decision is legally binding. |
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5 May 2011
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Bank of Åland Plc reprimanded for neglect of disclosure of periodic information. Read more |
No appeal against the decision on public reprimand has been lodged, therefore the decision is legally binding. |
| 5 May 2011 |
Incap Corporation reprimanded for neglect of the disclosure obligation as referred to in the EU Commission's Prospectus Regulation and the Securities Markets Act. Read more |
No appeal against the decision on public reprimand has been lodged, therefore the decision is legally binding. |
| 2 Feb 2011 |
Financial Supervisory Authority imposes four administrative fines for neglect of declaration of insider holdings. Read more |
No appeal against the decision to impose an administrative fine has been lodged, therefore the decision is legally binding.
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| 7 Dec 2010 |
SEB Enskilda Corporate Finance Oy Ab reprimanded for failing to comply with obligations related to the keeping of the company-specific insider register. Read more |
No appeal against the decision on public reprimand has been lodged, therefore the decision is legally binding. |
| 30 Sep 2010 |
Handelsbanken Mutual Fund Company Ltd issued an administrative fine for breach of mutual fund rules. Read more |
No appeal against the decision on administrative fine has been lodged, therefore the decision is legally binding.
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| 30 Sep 2010 |
Icecapital Securities Ltd publically reprimanded for failing to comply with obligations related to the keeping of insider registers. Read more |
No appeal against the decision on public reprimand has been lodged, therefore the decision is legally binding. |
| 2 Sep 2010 |
Honkarakenne Oyj publically reprimanded for failing to comply with regular disclosure requirements. Read more
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No appeal against the decision on public reprimand has been lodged, therefore the decision is legally binding. |
| 29 Mar 2010 |
Financial Supervisory authority withdraws Sofia Bank’s authorisation in order to safeguard depositor interests. Read more |
No appeal against the decision has been lodged, therefore the decision is legally binding. |
| 13 Jul 2009 |
FIN-FSA issues a public reprimand to Jan Michael Streng for market manipulation. Read more |
No appeal against the decision on public reprimand has been lodged, therefore the decision is legally binding. |
| 26 May 2009 |
FIN-FSA has issued a public reprimand to Ahti Vilppula for failure to disclosure holdings. Read more |
No appeal against the decision on public reprimand has been lodged, therefore the decision is legally binding. |
| 26 May 2009 |
Erik von Ehrenheim issued public reprimand for breach of disclosure ban on inside information. Read more
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No appeal against the decision on public reprimand has been lodged, therefore the decision is legally binding. |
| 26 May 2009 |
FIN-FSA has issued a public reprimand to Danske Bank A/S Helsinki Branch for failure to disclose holdings. Read more |
No appeal against the decision on public reprimand has been lodged, therefore the decision is legally binding. |
| 8 Apr 2009 |
Public reprimand to Swedish Fundior AB for failure to comply with prospectus requirements. Read more
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No appeal against the decision on public reprimand has been lodged, therefore the decision is legally binding. |
13 October 2011
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